Pool

(1) Pool means any investment trust, syndicate or similar form of enterprise operated for the purpose of trading commodity interests. (2) Multi-advisor pool means a pool in which: (i) No commodity trading advisor is allocated or intended to be allocated more than twenty-five percent of the pool's funds available for commodity interest trading; and (ii) No investee pool is allocated or intended to be allocated more than twenty-five percent of the pool's net asset value. (3) Principal-protected pool means a pool (commonly referred to as a guaranteed pool) that is designed to limit the loss of the initial investment of its participants. (4) Investee pool means any pool in which another pool or account participates or invests, e.g., as a limited partner thereof. (5) Major investee pool means, with respect to a pool, any investee pool that is allocated or intended to be allocated at least ten percent of the net asset value of the pool.

Source

17 CFR § 4.10


Scoping language

For purposes of this part
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