OTC margin stock

OTC margin stock means any equity security traded over the counter that the Board has determined has the degree of national investor interest, the depth and breadth of market, the availability of information respecting the security and its issuer, and the character and permanence of the issuer to warrant being treated like an equity security treaded on a national securities exchange. An OTC stock is not considered to be an OTC margin stock unless it appears on the Board's periodically published list of OTC margin stocks.

Source

12 CFR § 220.2


Scoping language

The terms used in this part have the meanings given them in section 3 of the Act or as defined in this section as follows:

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