Monetary sanctions.

Monetary sanctions. The phrase monetary sanctions, when used with respect to any judicial or administrative action, or related action, means -
(1) Any monies, including penalties, disgorgement, restitution, and interest ordered to be paid; and
(2) Any monies deposited into a disgorgement fund or other fund pursuant to section 308(b) of the Sarbanes-Oxley Act of 2002 (15 U.S.C. 7246(b)) as a result of such action or any settlement of such action.

Source

17 CFR § 165.2


Scoping language

As used in this part:

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