Procedure.

Procedure. An aggrieved person may file an application for review with the Commission pursuant to 201.151 within 30 days after the notice filed with the Commission pursuant to 242.835 of this chapter by the security-based swap execution facility of the determination is received by the aggrieved person. The Commission will not extend this 30-day period, absent a showing of extraordinary circumstances. This section is the exclusive remedy for seeking an extension of the 30-day period. The aggrieved person shall serve the application on the security-based swap execution facility at the same time. The application shall identify the determination complained of, set forth in summary form a statement of alleged errors in the action and supporting reasons therefor, and state an address where the applicant can be served. The application should not exceed two pages in length. If the applicant will be represented by a representative, the application shall be accompanied by the notice of appearance required by 201.102(d). Any exception to an action not supported in an opening brief that complies with 201.450(b) may, at the discretion of the Commission, be deemed to have been waived by the applicant.

Source

17 CFR § 201.442

Scoping language

Application for review; when available. An application for review by the Commission may be filed by any person who is aggrieved by a determination of a security-based swap execution facility with respect to any:
(1) Final disciplinary action, as defined in § 240.835(b)(1) of this chapter;
(2) Final action with respect to a denial or conditioning of membership, as defined in § 240.835(b)(2) of this chapter; or
(3) Final action with respect to a denial or limitation of access to any service offered by the security-based swap execution facility, as defined in § 240.835(b)(2) of this chapter.