Swap dealer.

Swap dealer. The term swap dealer means any person defined in Section 1a(49) of the Act and 1.3 of this chapter and, as appropriate in this subpart, any person acting for or on behalf of a swap dealer, including an associated person defined in Section 1a(4) of the Act.


17 CFR § 23.401

Scoping language

Counterparty. The term counterparty, as appropriate in this subpart, includes any person who is a prospective counterparty to a swap.

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