Party

Party includes any person who has been the subject of a disciplinary action, membership denial action, or registration action by the National Futures Association; the National Futures Association itself; any person granted permission to participate as a party pursuant to 171.27 of these rules; and any Division of the Commission that files a Notice of Appearance pursuant to 171.28 of these rules.

Source

17 CFR § 171.2


Scoping language

For purposes of this part:

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