Security-based swap dealer

Security-based swap dealer has the same meaning as in section 3(a)(71) of the Securities Exchange Act of 1934 (15 U.S.C. 78c(a)(71)) and as implemented in rules and orders issued by the Securities and Exchange Commission.

Source

12 CFR § 237.20

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Scoping language

Unless otherwise specified, for purposes of this subpart:

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