pre-submission applicant

A pre-submission applicant is a party that contacts the Department, either orally or in writing, to inquire whether a party with a particular fact pattern would need to submit an exemption application and, if so, what conditions and relief would be applicable. A party that contacts the Department to inquire broadly, without reference to a specific fact pattern, about prohibited transaction exemptions is not a pre-submission applicant.

Source

29 CFR § 2570.31

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Scoping language

For purposes of the procedures in this subpart, the following definitions apply:

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