Commodity broker

Commodity broker means any person that is:
(1) A futures commission merchant under the Act, but excludes a person that is “notice-registered” as a futures commission merchant under section 4f(a)(2) of the Act; or
(2) A clearing organization, in each case with respect to which there is a “customer” as that term is defined in this section.

Source

17 CFR § 190.01


Scoping language

For purposes of this part:

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