stockbroker

(53A) The term “stockbroker” means person— (A) with respect to which there is a customer, as defined in section 741 of this title ; and (B) that is engaged in the business of effecting transactions in securities— (i) for the account of others; or (ii) with members of the general public, from or for such person’s own account.

Source

11 USC § 101(53A)

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Scoping language

None identified, default scope is assumed to be the parent (chapter 1) of this section.

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