financial institution

(A) In general The term “financial institution” means— (i) a depository institution, as defined in section 1813 of this title ; (ii) a branch or agency of a foreign bank, as defined in section 3101 of this title ; (iii) an organization operating under section 25 or 25A of the Federal Reserve Act ( 12 U.S.C. 601–604a and 611 through 631); (iv) a credit union, as defined in section 101 of the Federal Credit Union Act ( 12 U.S.C. 1752 ); (v) a broker or dealer, as defined in section 3 of the Securities Exchange Act of 1934 ( 15 U.S.C. 78c ); (vi) an investment company, as defined in section 80a–3 of title 15 ; (vii) an insurance company, as defined in section 80a–2 of title 15 ; (viii) an investment adviser, as defined in section 80b–2 of title 15 ; (ix) a futures commission merchant, commodity trading advisor, or commodity pool operator, as defined in section 1a of the Commodity Exchange Act ( 7 U.S.C. 1a ); and (x) any company engaged in activities that are financial in nature or incidental to a financial activity, as described in section 4 of the Bank Holding Company Act of 1956 ( 12 U.S.C. 1843(k) ).


12 USC § 5462(5)(A)

Scoping language

In this subchapter
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