issuer

(3)As used in this subsection, the term “issuer” includes any person who is a director or partner of the issuer, and the principal executive officer or officers, principal financial officer, and controller or principal accounting officer of the issuer (and any person occupying a similar status or performing a similar function) that offers or sells a security in a transaction exempted by the provisions of of this title, and any person who offers or sells the security in such offering. (d)The Commission shall make, or shall cause to be made by the relevant broker or funding portal, the information described in subsection (b) and such other information as the Commission, by rule, determines appropriate, available to the securities commission (or any agency or office performing like functions) of each State and territory of the United States and the District of Columbia. (e)Securities issued pursuant to a transaction described in of this title—

Source

15 USC § 77d-1(c)(3)


Scoping language

None: Default is title Scope
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