examining authority

(5) “Examining authority” defined For purposes of this subsection, the term “examining authority” means a self-regulatory organization registered with the Commission under this chapter (other than a registered clearing agency) with the authority to examine, inspect, and otherwise oversee the activities of a registered broker or dealer.

Source

15 USC § 78q(j)(5)


Scoping language

None identified. Default scope is assumed to be the entire title.
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