broker

(C) Securities institutions For purposes of subparagraph (B)— (i) the terms “broker” and “dealer” have the same meanings as given in section 78c of this title ; (ii) the term “investment adviser” has the same meaning as given in section 80b–2(a)(11) of this title ; and (iii) the term “investment company” has the same meaning as given in section 80a–3 of this title .

Source

15 USC § 6827(4)(C)


Scoping language

None identified. Default scope is assumed to be the entire title.
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