ancillary services

(3) For the purposes of this subsection, the term “ancillary services” means— (A) the provision of due diligence services, in connection with the offer, sale, purchase, or negotiation of such security, so long as such services do not include, for separate compensation, investment advice or recommendations to issuers or investors; and (B) the provision of standardized documents to the issuers and investors, so long as such person or entity does not negotiate the terms of the issuance for and on behalf of third parties and issuers are not required to use the standardized documents as a condition of using the service.


15 USC § 77d(c)(3)

Scoping language

For the purposes of this subsection
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