financial entity

(A)For the purposes of this subsection, the term “financial entity” means— (i)a swap dealer; (ii)a security-based swap dealer; (iii)a major swap participant; (iv)a major security-based swap participant; (v)a commodity pool as defined insection 1a(10) of title 7; (vi)a private fund as defined insection 80b–2(a) of this title; (vii)an employee benefit plan as defined in paragraphs (3) and (32) ofsection 1002 of title 29; (viii)a person predominantly engaged in activities that are in the business of banking or financial in nature, as defined insection 1843(k) of title 12. (B)The Commission shall consider whether to exempt small banks, savings associations, farm credit system institutions, and credit unions, including— (i)depository institutions with total assets of $10,000,000,000 or less; (ii)farm credit system institutions with total assets of $10,000,000,000 or less; or (iii)credit unions with total assets of $10,000,000,000 or less.

Source

15 USC § 78c-3(g)(3)(A)


Scoping language

None: Default is title Scope
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