Investment banker

(21) “Investment banker” means any person engaged in the business of underwriting securities issued by other persons, but does not include an investment company, any person who acts as an underwriter in isolated transactions but not as a part of a regular business, or any person solely by reason of the fact that such person is an underwriter for one or more investment companies.


15 USC § 80a-2(a)(21)

Scoping language

When used in this subchapter
Is this correct? or