government securities broker

(43)The term “government securities broker” means any person regularly engaged in the business of effecting transactions in government securities for the account of others, but does not include— (A)any corporation the securities of which are government securities under subparagraph (B) or (C) of paragraph (42) of this subsection; or (B)any person registered with the Commodity Futures Trading Commission, any contract market designated by the Commodity Futures Trading Commission, such contract market’s affiliated clearing organization, or any floor trader on such contract market, solely because such person effects transactions in government securities that the Commission, after consultation with the Commodity Futures Trading Commission, has determined by rule or order to be incidental to such person’s futures-related business.

Source

15 USC § 78c(a)(43)


Scoping language

When used in this chapter
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