securities analyst

(1) the term “securities analyst” means any associated person of a registered broker or dealer that is principally responsible for, and any associated person who reports directly or indirectly to a securities analyst in connection with, the preparation of the substance of a research report, whether or not any such person has the job title of “securities analyst”; and

Source

15 USC § 78o-6(d)(1)


Scoping language

In this section
Is this correct? or