securities laws

(47)The term “securities laws” means the Securities Act of 1933 (15 U.S.C. 77aet seq.), the Securities Exchange Act of 1934 (15 U.S.C. 78aet seq.), the Sarbanes-Oxley Act of 2002 [15 U.S.C. 7201et seq.], the Trust Indenture Act of 1939 (15 U.S.C. 77aaaet seq.), the Investment Company Act of 1940 (15 U.S.C. 80a–1et seq.), the Investment Advisers Act of 1940 (15 U.S.C. 80bet seq.) [15 U.S.C. 80b–1et seq.], and the Securities Investor Protection Act of 1970 (15 U.S.C. 78aaaet seq.).


15 USC § 78c(a)(47)

Scoping language

When used in this chapter
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