registered representative

(C)The term ‚Äúregistered representative‚ÄĚ of another entity means a person described in section 3(a)(18) of the Securities Exchange Act of 1934 () (substituting the entity for the broker or dealer referred to in such section) or a person described in section 202(a)(17) of the Investment Advisers Act of 1940 () (substituting the entity for the investment adviser referred to in such section).


29 USC § 1108(g)(11)(C)

Scoping language

None: Default is title Scope
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