commodity pool operator

(A)The term “commodity pool operator” means any person— (i)engaged in a business that is of the nature of a commodity pool, investment trust, syndicate, or similar form of enterprise, and who, in connection therewith, solicits, accepts, or receives from others, funds, securities, or property, either directly or through capital contributions, the sale of stock or other forms of securities, or otherwise, for the purpose of trading in commodity interests, including any— (I)commodity for future delivery, security futures product, or swap; (II)agreement, contract, or transaction described insection 2(c)(2)(C)(i) of this titleorsection 2(c)(2)(D)(i) of this title; (III)commodity option authorized undersection 6c of this title; or (IV)leverage transaction authorized undersection 23 of this title; or (ii)who is registered with the Commission as a commodity pool operator.

Source

7 USC § 1a(11)(A)


Scoping language

As used in this chapter
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