commodity trading advisor

(A) In general Except as otherwise provided in this paragraph, the term “commodity trading advisor” means any person who— (i) for compensation or profit, engages in the business of advising others, either directly or through publications, writings, or electronic media, as to the value of or the advisability of trading in— (I) any contract of sale of a commodity for future delivery, security futures product, or swap; (II) any agreement, contract, or transaction described in section 2(c)(2)(C)(i) of this title or section 2(c)(2)(D)(i) of this title (III) any commodity option authorized under section 6c of this title ; or (IV) any leverage transaction authorized under section 23 of this title ; (ii) for compensation or profit, and as part of a regular business, issues or promulgates analyses or reports concerning any of the activities referred to in clause (i); (iii) is registered with the Commission as a commodity trading advisor; or (iv) the Commission, by rule or regulation, may include if the Commission determines that the rule or regulation will effectuate the purposes of this chapter.


7 USC § 1a(12)(A)

Scoping language

in this paragraph
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