commodity trading advisor

(B)Subject to subparagraph (C), the term “commodity trading advisor” does not include— (i)any bank or trust company or any person acting as an employee thereof; (ii)any news reporter, news columnist, or news editor of the print or electronic media, or any lawyer, accountant, or teacher; (iii)any floor broker or futures commission merchant; (iv)the publisher or producer of any print or electronic data of general and regular dissemination, including its employees; (v)the fiduciary of any defined benefit plan that is subject to the Employee Retirement Income Security Act of 1974 (29 U.S.C. 1001et seq.); (vi)any contract market or derivatives transaction execution facility; and (vii)such other persons not within the intent of this paragraph as the Commission may specify by rule, regulation, or order. (C)Subparagraph (B) shall apply only if the furnishing of such services by persons referred to in subparagraph (B) is solely incidental to the conduct of their business or profession.

Source

7 USC § 1a(12)(B)


Scoping language

As used in this chapter
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