The People &c.,
Respondent,
v.
Michael Maragh,
Appellant.
2000 NY Int. 50
On this appeal, we must determine whether the use of
personal professional expertise by jurors, communicated to the
whole jury, constitutes juror misconduct affecting its guilty
verdict so as to warrant a new trial. Jurors testified at a
post-verdict CPL 330.30 hearing that during deliberations they
were informed of and influenced by a nurse-juror's professional
opinions. The trial court found sufficient misconduct warranting
Defendant was charged with manslaughter in the first and second degrees. At trial, medical issues involving the cause of death were vigorously contested. The prosecution submitted medical evidence including expert testimony that the cause of death was blunt force trauma to the victim's liver and spleen, with massive internal bleeding. The prosecution used this evidence to present to the jury its theory of the case -- that defendant repeatedly punched his girlfriend in the abdomen, causing substantial blood loss and death.
Defendant maintained that the victim suffered from
seizure-type symptoms and died from a venous air embolism. The
defense presented evidence, including expert testimony, to rebut
the People's theory of the case and to support its opposing
theories. Defense experts testified that autopsy results were
consistent with death from an air embolism or other cardiac
event. One defense expert, Dr. Stahl, concluded that the
reported blood volume loss was inadequate to cause loss of
consciousness or shock, let alone death. He opined that the
decedent's ventricular fibrillation and congested blood vessels,
as noted in the autopsy report, were consistent with an air
embolism but inconsistent with death from a loss of blood. Dr.
The jury returned a verdict of not guilty of the manslaughter charges, but guilty of criminally negligent homicide. Defense counsel later became aware of the possibility of juror misconduct through newspaper articles involving the case. A CPL 330.30 motion to set aside the verdict ensued. Insofar as pertinent to this appeal, defendant asserted that the jury deliberations were compromised and the verdict tainted by injection of juror professional opinions shared with the full jury. These opinions consisted of non-evidentiary assessments regarding the volume of blood loss necessary to cause ventricular defibrillation.
At the CPL 330.30 hearing, two jurors testified that
another juror, who was a registered nurse, told the jury that, in
her medical experience and estimation, the reported volume of the
victim's blood loss could have caused ventricular fibrillation
which would result in death. The nurse-juror also indicated to
the deliberating jury that she had seen patients suffer
ventricular fibrillation as a result of blood loss. This opinion
was first expressed to another juror, also a nurse, at the hotel
room they shared during sequestration. The next day, this
The trial court granted defendant's motion to set aside the verdict on grounds that a juror became an unsworn witness on the People's behalf, and the jury thus ventured beyond the legally admitted evidence at trial. The Appellate Division reversed and reinstated the verdict (__ AD2d __).
Defendant urges that the use of juror professional expertise, as in this case, to evaluate and contradict the testimony of trial experts, coupled with the sharing of such non- evidentiary-based conclusions with fellow jurors, rises to the level of cognizable misconduct. Specifically, defendant argues that the two nurse-jurors became unsworn witnesses against him and that the communications of these jurors reflect a disregard of the trial court's instructions which prejudiced defendant on a material, contested issue in this case.
The People contend that defendant's trial counsel was
obliged to seek specific jury instructions or object to the
instructions as given by the trial court in order to preserve
this issue of law. They press the view that the trial court's
instruction that the jurors may utilize their "personal
experience" in deciding the facts of the case entitled jurors
with medical backgrounds to share their experiences and knowledge
Generally, a jury verdict may not be impeached by
probes into the jury's deliberative process; however, a showing
of improper influence provides a necessary and narrow exception
to the general proposition (see, People v Brown, , 48 NY2d 388,
393; People v Testa, , 61 NY2d 1008, 1009). Improper influence
includes even "well-intentioned jury conduct which tends to put
the jury in possession of evidence not introduced at trial"
(People v Brown,
CPL 330.30(2) provides that, after the rendition of a
verdict of guilty and before sentence, the court may, upon
defendant's motion, set aside the verdict upon the ground "[t]hat
during the trial there occurred, out of the presence of the
court, improper conduct by a juror, or improper conduct by
another person in relation to a juror, which may have affected a
substantial right of the defendant and which was not known to the
defendant prior to the rendition of the verdict." Defendant
argues that jurors who utilized their own expertise to compare
their blood volume loss estimations with that of a defense expert
and who shared their opinions of the medical consequences with
This Court has noted, "[b]ecause juror misconduct can
take many forms, no ironclad rule of decision is possible. In
each case, the facts must be examined to determine the nature of
the material placed before the jury and the likelihood that
prejudice would be engendered" (People v Brown, , 48 NY2d 388, 394,
We have generally examined juror misconduct in light of
unauthorized visits by jurors to areas or crime scenes at issue
(see, e.g., People v Crimmins, , 26 NY2d 319; People v De Lucia, , 20 NY2d 275), jurors' improper reenactments of incidents (see, e.g.,
People v Legister, , 75 NY2d 832), or jurors' performing "tests" to
verify testimony at issue (see, e.g., People v Stanley, , 87 NY2d 1000). In assessing whether a particular activity rises to the
level of misconduct, our calculus includes an appreciation that
the complained-of conduct must be something more than an
application of everyday experience, for that is precisely what
A reviewing court should also evaluate whether a juror's or the jury's conduct "created a substantial risk of prejudice to the rights of the defendant by coloring the views of the other jurors as well as her own" (id.). In Brown, the sole witness' testimony linking the defendant with the crime was bolstered by a juror's description of her unplanned "test." We held that it was reasonable to assume that the jury might give her view extra weight (id.).
A similar, grave potential for prejudice is also present here when a juror who is a professional in everyday life shares expertise to evaluate and draw an expert conclusion about a material issue in the case that is distinct from and additional to the medical proofs adduced at trial. Other jurors are likely to defer to the gratuitous injection of expertise and evaluations by fellow professional jurors, over and above their own everyday experiences, judgment and the adduced proofs at trial. Overall, a reversible error can materialize from (1) jurors conducting personal specialized assessments not within the common ken of juror experience and knowledge (2) concerning a material issue in the case, and (3) communicating that expert opinion to the rest of the jury panel with the force of private, untested truth as though it were evidence (id., at 395).
The justification for this careful but fair rule
originates from the awareness that jurors otherwise become
"unsworn witnesses, incapable of being confronted by defendant,"
and their expertise injects nonrecord evidence into the calculus
of judgment which a defendant cannot test or refute by cross-
examination (People v Stanley, , 87 NY2d 1000, 1001,
One of the layperson jurors in this case testified at the CPL 330.30 hearing that the nurse-jurors' opinions directly affected the verdict that the jury reached. The hearing evidence and this Court's carefully calibrated precedents combine to support the remedial action, found necessary by the trial court in ordering a new trial.
In passing, we note also the policy goals of recent
jury reform measures that eliminated exemptions and facilitated
the selection of professionals to jury pools comprising "a fair
cross-section of the community" (Judiciary Law § 500, as amended
by L 1995, ch 86, § 1; Judiciary Law § 509, as amended by L 1995,
ch 86, § 2 [deleting references to exempted or disqualified
persons]). This reform plainly contemplates that a class of
professional individuals should contribute their "wisdom and life
experiences to the deliberative process" (see, Kaye, Ch. J., A
Furthermore, we acknowledge that the knowledge and experience of jurors, who happen to be professionals of every type in everyday life, are brought in some part with them into the jury service and deliberations. It would be unrealistic to expect jurors to shed their life experiences in performing this important civic duty just because they are professionals. They may not, however, take the additional, forbidden step beyond the evidence of the cases before them. That would violate the rights of litigants to have their cases decided only on the evidence adduced, and would substitute these jurors' own professional opinions in place of expert proofs adduced at trial. This substitution of professional opinion is fatal when shared with the rest of the jury. That combination produces reversible error because it goes beyond authorized limits and the commendable jury reform expectations. It instead injects non-record evidence into the jury's deliberative process -- a fundamental breach of standard operating evidence appraisal and trial adjudication. Indeed, such conduct compromises the integrity of the jury process, as would the introduction of ex parte communications or materials that are not part of tested evidence at trial.
For these reasons it may be useful for trial courts to
modify their standard instructions differentiating between
ordinary and professional opinions of jurors, and directing that
We also observe that the Appellate Division's rationale for its reversal, insofar as it rested on the voir dire selection of the jury, cannot stand. The voir dire activity cannot immunize juror misconduct at the deliberation stage. Although one of the nurse-jurors answered a voir dire question that her professional experience might affect what she believed regarding adduced medical evidence, and the defendant did not seek to disqualify her as a prospective juror on that basis, these circumstances cannot justify the later insertion of non-record opinion evidence into the jury's consideration by communication during deliberations (compare, 23 Jones Street Assoc. v Beretta, 182 Misc 2d 177 [App Term, 1st Dept]).
We have considered all other arguments presented on both sides and are persuaded, for the reasons expressed in this Opinion, that County Court was right to order a new trial.
Accordingly, the order of the Appellate Division should be reversed and the order of County Court reinstated.