The People &c.,
Respondent-Appellant,
v.
Theodore Johnson,
Appellant-Respondent.
2000 NY Int. 116
WESLEY
On March 7, 1997, defendant Theodore Johnson violently attacked his ex-girlfriend Vanessa Parker as she walked home from the supermarket with her three daughters. Defendant approached Parker and struck her in the back of the head, knocking her against a fence. The baby carriage Parker was wheeling, carrying their child, was also knocked over. Parker's two older children, 7 and 12 years old, immediately began to cry. Defendant yelled and cursed at Parker about previously putting him in jail (Parker already had an order of protection against defendant in connection with a prior harassment incident). He grabbed her by the back of the neck, dragged her to her apartment entrance, ordered her to unlock the apartment and knocked her head against the door.
Parker's 12-year-old daughter picked up the baby carriage and the children followed them inside. Once inside, defendant pushed Parker up the steps into the apartment, again causing her to fall. He continued his cursing, telling her that he would leave [her] in the house for dead and then she would see how [her] children would like being motherless. After entering the apartment, the children went directly to their bedroom. Defendant followed Parker into the living room, and continued to beat her with his hands, feet and a metal pipe. Defendant also threw cups, plates and glasses at the walls and at Parker. He continued his verbal abuse, cursing and yelling at Parker for calling the police about past incidents of abuse. Trapped in their room, the children could hear the glass breaking, Parker's screams and defendant's yelling. Defendant's reign of terror lasted for over ten hours. Parker was finally able to sneak out of the apartment and call the police. Only after defendant's arrest did the children emerge from the bedroom, where they were exposed to broken glass and debris strewn around the living room. Later, when defendant was in jail awaiting trial, he threatened to beat Parker if she did not drop the charges against him.
After a nonjury trial, defendant was convicted of two
counts of endangering the welfare of a child, intimidating a
victim or witness, menacing and a number of felonies related to
the order of protection. With regard to the felonies, Supreme
On the People's appeal, we are asked to determine whether the evidence was legally sufficient to support defendant's conviction for endangering the welfare of a child when his actions were not specifically directed at the children. The People contend that the statute is written broadly enough to cover conduct directed at others that is likely to cause harm to children. Under the facts of this case, we agree.
Penal Law § 260.10(1) provides that a person endangers the welfare of a child when [h]e knowingly acts in a manner likely to be injurious to the physical, mental or moral welfare of a child less than seventeen years old. Actual harm to the child need not result for criminal liability; it is sufficient that the defendant act in a manner which is likely to result in harm to the child, knowing of the likelihood of such harm coming to the child (People v Simmons, , 92 NY2d 829, 830 [emphasis added]).
Nothing in the statute restricts its application solely
to harmful conduct directed at children (see, People v Bergerson,
, 17 NY2d 398, 401 [noting that the prior version of statute was
Defendant would rewrite the statute. We have previously noted that when a statute imposes criminal liability for knowingly disregarding a risk, it does not require a particular outcome or actions aimed at a specific individual; the crime is solely defined by the risk of injury produced by defendant's conduct (see, People v Davis, , 72 NY2d 32, 36-37). The same can be said here. Endangering the welfare of a child is not defined by specifically targeted acts or individuals, but by conduct which a defendant knows will present a likelihood of harm to a child (i.e., with an awareness of the potential for harm).
We reject defendant's contention that applying the
statute to conduct not specifically directed at children will
result in a wild proliferation of prosecutions based on bad
parenting or the exposure of children to inappropriate behavior.
Here, defendant's conduct could hardly be characterized as bad
parenting _- or indeed parenting at all. Moreover, the statute
The adverse effects of domestic violence on children
have been well documented over the past two decades and have been
recognized by all branches of our government in New York.[1]
In
1996, the Governor approved an act to amend the Domestic
Relations Law and the Family Court Act to require courts to
consider domestic violence when rendering child custody and
visitation determinations. He noted that [t]he victims of
domestic violence are not limited to those who are actually
battered by their spouses, for the evidence is overwhelming that
Viewing all the evidence and the inferences which may be drawn in the light most favorable to the People, as we are obliged to do, we conclude that a rational trier of fact could have reasonably determined that defendant's assaultive conduct in this case created a likelihood of harm to the children of which he was aware. Here, the children saw defendant approach their mother and strike her down in the street, whereupon they immediately started crying. In their immediate presence, the defendant then threatened to kill their mother. For over ten hours they hid in their bedroom, listening to defendant's yelling and cursing, their mother's screams and the sounds of breaking glass.
To the extent that some courts have determined that
section 260.10(1) requires that a defendant's conduct must be
directly focused upon the child, or that evidence of a child
witnessing a severe act of violence is insufficient as a matter
of law to support a conviction under this statute, those
With respect to defendant's appeal, the issues presented either lack merit or are unpreserved.
Accordingly, the order of the Appellate Division should be modified in accordance with the opinion herein, and the case remitted to the Appellate Division for consideration of the facts and, as so modified, affirmed.
1 Several social science and psychological studies have
noted the profound adverse effect on children who witness
domestic violence, including development of post-traumatic stress
disorder and other severe emotional and behavioral problems (see,
e.g., Audrey E. Stone and Rebecca J. Fialk, Criminalizing the
Exposure of Children to Family Violence: Breaking the Cycle of
Abuse, 20 Harv. Women's L.J. 205; Alan J. Tomkins, et al., The
Plight of Children Who Witness Woman Battering: Psychological
Knowledge and Policy Implications, 18 Law & Psychol. Rev. 137,
143-154). Female children who witness parental abuse are also
more likely to be abused themselves as adults, and male children
are more likely to replicate the witnessed behavior by becoming
abusers (Tomkins,