Danny Britt,
Respondent,
v.
The Legal Aid Society, Inc.,
et al.,
Appellants.
2000 NY Int. 136
More than 13 years ago, this Court held in Carmel v
Lunney (70 2 169, 173) that an individual convicted of a
criminal offense must be able to assert "his innocence or a
colorable claim of innocence" before he can pursue a claim
against his attorney for legal malpractice arising out of the
criminal proceeding. The question we address today is when does
a plaintiff's cause of action for criminal legal malpractice
accrue for Statute of Limitations purposes? The policy reasons
underlying the unique nature of legal malpractice claims arising
out of criminal proceedings dictate that the cause of action
accrues for Statute of Limitations purposes when the criminal
proceeding is terminated, i.e., on the date when the indictment
Plaintiff Danny Britt was indicted on July 11, 1990 for the crimes of rape in the first degree and related sex offenses. Defendant Norman Bock undertook to represent Britt on behalf of defendant Legal Aid Society, Britt's court assigned counsel.
Britt allegedly informed Bock that he wished to proceed to trial because he was innocent of the charges. In January 1991, Britt told Bock that he was dissatisfied with Bock's representation and that Bock appeared unprepared for trial. As the trial date approached, Britt informed Bock that he did not want Bock to try his case; Britt continued to assert his innocence.
On March 6, 1991, the scheduled trial date, Britt requested the trial court to relieve defendants Legal Aid Society and Bock as his counsel and to appoint another attorney in their stead; the court denied Britt's request. Britt then pleaded guilty to attempted rape in the first degree. Shortly thereafter, Britt moved pro se to withdraw his plea on the ground that it had been coerced by Bock and Bock's Legal Aid supervisor. New counsel was appointed on April 22, 1991 with respect to the pro se application. After months of considering Britt's application to withdraw his guilty plea, the court ultimately denied the motion.
Britt was sentenced on February 3, 1992. On appeal,
the Appellate Division remanded the matter to the trial court for
Britt commenced this action on September 27, 1997. Defendants moved to dismiss the complaint upon the ground that the action was untimely. Supreme Court denied the motion. The court determined that in legal malpractice actions based upon representation in a criminal proceeding, the cause of action does not accrue until the plaintiff no longer faces criminal charges either by vacatur or reversal. The court concluded that even assuming the earlier date of September 30, 1994, when Britt's conviction was vacated and remanded, the action was still timely.
The Appellate Division affirmed (267 2 76), holding that because Britt's conviction was vacated and remanded on September 30, 1994, the motion court properly found that the Statute of Limitations began to run on that date and, consequently that Britt's commencement of this action was timely. We now affirm but disagree with the Appellate Division with respect to the date on which Britt's cause of action accrued.
Statutes of Limitation begin to run when a cause of
This requirement is central to the determination of causation in a cause of action for legal malpractice arising from a criminal proceeding. The client must show that the attorney was the proximate cause of his or her conviction (see, Claudio v Heller, 119 Misc 2d 432, 434-435). As we have noted:
To be sure, a defendant in a criminal proceeding might be able to prove malpractice by establishing that but for the negligent representation he would, for example, have invoked his 5th Amendment rights, or succeeded in suppressing certain evidence conclusive of his guilt. But, because he cannot assert his innocence, public policy prevents maintenance of a malpractice action against his attorney. This is so because criminal prosecutions involve constitutional and procedural safeguards designed to
maintain the integrity of the judicial system and to protect criminal defendants from overreaching governmental actions (Carmel v Lunney, supra , 70 NY2d, at 173).
We require that the criminal client bear the unique burden to
plead and prove that the client's conviction was due to the
attorney's actions alone and not due to some consequence of his
guilt (Carmel v Lunney,
In order to open the door for even a colorable claim of
innocence, criminal defendants must free themselves of the
conviction, for the conviction precludes those potential
plaintiffs from asserting innocence in a civil suit (see, Claudio
v Heller,
It is only when the criminal proceeding has been terminated without a conviction that a plaintiff can assert innocence or at the very least a colorable claim thereof. We have likewise required the final termination of underlying criminal proceedings before a criminal defendant can pursue a claim for malicious prosecution. A disposition in a criminal proceeding that allows or contemplates renewal cannot serve as a foundation for a malicious prosecution action because it cannot be determined that the prosecution was unjust or unfounded until it is terminated (Smith-Hunter v Harvey, , 95 NY2d 191, 197). Similarly, a criminal legal malpractice plaintiff cannot assert innocence while the criminal charges remain pending.
Overlaying the need for final termination of the
criminal proceeding is the judicial policy against having 'two
conflicting determinations as to the same transaction' (Smith-
Hunter v Harvey,
The principle, that civil tort actions are not appropriate vehicles for challenging the validity of outstanding criminal judgments (id., at 486), applies with equal force to legal malpractice claims against criminal defense attorneys. Accordingly, we hold that the date on which plaintiff Britt's cause of action accrued against defendants was March 7, 1996 when the indictment against him was dismissed. Because Britt commenced this action against defendants on September 27, 1997, the action is timely (CPLR 214 [6]).
We realize that Statutes of Limitation are 'designed
to promote justice by preventing surprises through the revival of
claims that have been allowed to slumber until evidence has been
lost, memories have faded, and witnesses have disappeared'
(Blanco v American Tel. & Tel. Co., , 90 NY2d 757, 773). We also
recognize the significance of the other considerations underlying
The interests of judicial economy militate against a rule where litigious criminal defendants can occupy the time of their incarceration by pursuing civil actions against their former attorneys (see, 3 Mallen & Smith, Legal Malpractice, § 25.3, at 240 [4th ed]). Although our holding may extend the time in which dissatisfied criminal clients can assert malpractice claims against their attorneys, the overriding policy concerns discussed in Carmel mandate that an action may not be brought before the criminal proceeding has been terminated.
Accordingly, the order of the Appellate Division should be affirmed, with costs, and the certified question answered in the affirmative.