The People &c.,
Respondent,
v.
Paul Fraser,
Appellant.
2001 NY Int. 22
The primary issue is whether constitutional and statutory defenses should have been allowed during defendant's prosecution for possessing a sexual performance by a child. We hold that the defendant was properly convicted.
Defendant took his computer to a repair shop to replace
the hard drive. While servicing the computer, a technician
noticed that some of the graphic files had suspicious titles
implying child pornography. Before defendant returned to
At trial, defendant testified that he had a Master's
Degree in Social Work, was a certified social worker, and had
extensive experience in treating victims and offenders of child
abuse. He stated that the Oneida County Deputy Commissioner of
Mental Health invited him to join a work group formed to develop
a treatment program for persons convicted of child pornography
crimes. Defendant further testified that he possessed the child
pornography in connection with his scientific research to develop
treatment for persons transmitting child pornography on the
Internet, explaining that he compiled the prohibited material by
downloading files sent to him from individuals he communicated
Defendant requested a jury instruction on his affirmative defense that possession of child pornography is permissible for literary, artistic, scientific or educational purposes. Defendant also requested that the court charge the jury on the mistake of law defense set forth in Penal Law § 15.20(2)(a), asserting that he was operating under the mistaken belief that his conduct was legal. The court denied the requests.
Defendant was found guilty of two counts of possessing a sexual performance by a child and sentenced to five years probation, 550 hours of community service and a $1000 fine. The Appellate Division affirmed the conviction, stating that the scientific justification affirmative defense in Penal Law § 235.15(1) "applies only to obscenity prosecutions and prosecutions under Penal Law § 235.21(3) and thus does not apply here, and that the mistake of law defense set forth in Penal Law § 15.20(2)(a) was also inapplicable. The Appellate Division further held that "graphic images stored in defendant's computer were either photographs that were converted to digital images by a scanner or taken by a digital camera" (264 2 105, 110). A Judge of this Court granted defendant leave to appeal.
On this appeal, defendant contends that because he
downloaded the prohibited material for scientific research
purposes, he was constitutionally entitled to invoke a
Penal Law § 263.16 provides a person is guilty of possessing a sexual performance by a child when, knowing the character and content thereof, he knowingly has in his possession or control any performance which includes sexual conduct by a child less than sixteen years of age. A performance is defined as any play, motion picture, photograph or dance or any other visual representation exhibited before an audience (Penal Law § 263.00[4]). Penal Law § 263.20 contains affirmative defenses applicable when a defendant in good faith reasonably believes that the persons depicted were over 16 years of age and when a person is engaged in certain specified occupations. Those defenses are not claimed here.
The defense claimed by defendant is found in Penal Law § 235.15(1). That section provides that in any prosecution for
obscenity, or disseminating indecent material to minors in the
second degree in violation of subdivision three of section 235.21
of this article, it is an affirmative defense that the persons to
whom allegedly obscene or indecent material was disseminated, or
the audience to an allegedly obscene performance, consisted of
Defendant challenges his conviction as a violation of his First Amendment right of freedom of expression and his equal protection rights under the Federal and State constitutions. Defendant does not assert that the statute should be declared unconstitutional because it is facially overbroad, but rather asserts that the statute is overbroad as applied to him and other classes of people who may legitimately come into possession of pornography. Defendant also alleges that the trial court violated his due process rights when it refused to charge a defense set forth in Penal Law § 1).
In New York v Ferber (458 US 747), which upheld Penal Law § 263.15 (Promoting a sexual performance by a child), the
Supreme Court concluded that child pornography is not protected
by the First Amendment, explaining that when a definable class
of material, such as that covered by § 263.15, bears so heavily
and pervasively on the welfare of children engaged in its
The First Amendment protects non-obscene sexually
explicit material involving adults (Miller v California, 413 US 15, 24). The First Amendment, however, does not protect
pornographic material involving children (Ferber,
In Osborne v Ohio (495 US 103), the Supreme Court
upheld a State's authority to prohibit mere possession of child
Osborne reiterated the Supreme Court's concern,
articulated in Ferber, that the State has an interest in stamping
out child pornography. Noting that the Ohio statute on its face
prohibited the possession of nude photographs and that nudity,
without more, was constitutionally protected, the Court rejected
Osborne's overbreadth challenge because the Ohio Supreme Court
had construed the statute as prohibiting nudity where such
nudity constitutes a lewd exhibition or involves a graphic focus
on the genitals (495 US at 113). In the present case, sexual
performance includes sexual conduct by a child less than sixteen
years of age (Penal Law § 263.00[1]) and sexual conduct means
actual or simulated sexual intercourse, deviate sexual
intercourse, sexual beastiality, masturbation, sado-masochistic
abuse, or lewd exhibition of the genitals (Penal Law §
263.00([3]). Thus, on its face, New York's child pornography
statute is more narrowly drawn than the Ohio law reviewed in
Osborne v Ohio (see, Ferber,
Defendant's contention that his conviction is a violation of equal protection is also without merit. He argues that Penal Law § 263.16 violates the equal protection guaranteed by the State and Federal constitutions because it criminalizes possession of the same pornographic material that would otherwise be allowed under Penal Law article 235 if the pornography were classified as obscene. The New York statutory scheme, which treats the offenses differently, need only be supported by some rational basis to survive constitutional scrutiny (People v Walker, , 81 NY2d 661,668). The Ferber Court emphasized that the compelling State interest in eradicating child pornography and preventing child exploitation and abuse justified the prohibition against child pornography. Because defendant has made no showing that the statutory scheme is irrational or contrary to public policy, the equal protection argument must fail.
Two other issues merit discussion. The first issue addresses defendant's contention that he should have been allowed to present a mistake of law defense, as set forth in Penal Law § 15.20(2)(a), based on his belief that § 235.15 permitted him to possess child pornography for research purposes. Defendant maintains that the trial court committed reversible error by not instructing the jury regarding the effect of his mistake upon his criminal liability.
At trial, defendant presented evidence that he was invited to participate in a work group of volunteers, formed by the Oneida County Department of Mental Health with the approval of the Oneida County District Attorney's Office, to assist the County in developing a program for assessment and possible treatment of people convicted of Internet pornography. In connection with his involvement in the work group, defendant claims he unilaterally decided to collect child pornography from the Internet as part of a scientific research project he was conducting. Defendant claims further that prior to obtaining the prohibited material, he made a diligent effort to learn the applicable law. Defendant contends that the plain language of Penal Law article 235 allows possession of child pornography for scientific research purposes and that he could not have known that digital computer graphic images would constitute a violation of § 263.16.
Penal Law § 15.20(2)(a) (Effect of ignorance or
Defendant contends that Article 263 authorized him to
possess images on his computer hard drive of children engaged in
sexual activity, if he did not display the images to an audience,
because technically the images were not photographs or other
visual representations exhibited before an audience. Penal Law § 263.00(4)defines sexual performance as any play, motion
picture, photograph or dance. Performance also means any other
visual representation exhibited before an audience. Rather than
showing that there was an "official statement of the law
contained in the statute," defendant maintains that a digital
computer image is not a photograph within the meaning of Penal Law § 263.00(4). Defendant does not show that he relied on an
official publication in construing the statute incorrectly.
Thus, contrary to defendant's contentions, there is nothing in
Penal Law § 263.00(4) that would support his interpretation of
The second, related issue concerns whether computer graphic images are "photographs" within the meaning of Penal Law § 263.00(4) so as to sustain prosecution pursuant to Penal Law § 263.16. The indictment charged defendant not with the possession of photographs but with the possession of numerous computer graphic files which contained images of children less than sixteen years of age engaged in sexual conduct. Defendant contends that his possession does not fall within the purview of the statute because computer graphic images are not photographs nor do they constitute an other visual representation because he did not exhibit before an audience the prohibited material (Penal Law § 263.00[4]). Thus, according to defendant, it is legal to possess other forms of child pornogrophy that do not constitute a play, motion picture, photograph or dance, so long as the pornographic visual representation is not displayed before an audience.
Defendant's narrow reading of the statue does not
Accordingly, the order of the Appellate Division should be affirmed.
1 Defendant was also charged with violating Penal Law § 263.11, possessing an obscene sexual performance by a child, but prior to trial, the District Attorney moved to dismiss these charges and proceeded solely on the two counts of Penal Law § 263.16.
2 Plainly if the New York Legislature wished to allow a
defense, such as that provided by the Ohio Statute, for literary,
educational or scientific uses of child pornography, it could do
so.