DJL Restaurant Corp., &c.,
et al.,
Appellants,
v.
The City of New York, et al.,
Respondents.
2001 NY Int. 63
In 1995, the New York City Council approved an
amendment to the City's Zoning Resolution to regulate the
location of "adult establishments." Plaintiffs are adult
establishments licensed to dispense alcoholic beverages.[1]
They
I.
In the mid-1960s, the adult entertainment industry in New York City began experiencing significant growth. This trend continued and by the early 1990s there were hundreds of such establishments located throughout the City. In 1993, the New York City Department of City Planning commissioned its study on the impact of this industry on the quality of urban life (see generally, Stringfellow's of New York v City of New York, , 91 NY2d 382, 392-394). The City concluded that adult establishments produced adverse secondary effects such as increased crime rates, reduced property values, neighborhood deterioration and inappropriate exposure of children to sexually oriented environments (see, 1994 City Planning Commn Report on Adult Entertainment Study; see also, City of New York v Stringfellow's of New York, __ NY2d __ [decided today]).
After conducting public hearings and amassing an
extensive legislative record, in 1995 the City amended its Zoning
Resolution to combat the problem and improve the urban
environment (see, Amended Zoning Resolution of City of NY § 12-10
["AZR"]). Among other things, the AZR requires that adult
Plaintiffs sued the City, seeking a declaratory judgment that the Alcoholic Beverage Control Law ("ABC Law") preempts the AZR. In lieu of answering, the City moved to dismiss. Supreme Court treated the City's motion as one for summary judgment and granted it. Plaintiffs appealed and the Appellate Division affirmed. Plaintiffs appeal to this Court as of right (see, CPLR 5601 [b][1]), and we now affirm.
II.
We begin by reviewing the relationship between the
State and its local governmental units in connection with their
respective exercise of legislative power. We have noted that in
general, local governments "have only the lawmaking powers the
Legislature confers on them" (Kamhi v Town of Yorktown, , 74 NY2d 423, 427; see also, People v De Jesus, , 54 NY2d 465, 468). Zoning
is an exercise of that power (see, Trustees of Union College in
the Town of Schenectady v Schenectady City Council, , 91 NY2d 161,
165; Matter of Sun-Brite Car Wash v Board of Zoning & Appeals, , 69 NY2d 406, 412). Article IX, § 2(c)(ii) of the New York State
Constitution provides that "every local government shall have the
power to adopt and amend local laws not inconsistent with the
provisions of this constitution or any general law * * * except
To implement Article IX, the Legislature enacted the
Municipal Home Rule Law (see generally, Kamhi v Town of Yorktown,
74 NY2d, at 428-429,
Section 10(6) of the Statute of Local Governments
explicitly authorizes cities to "adopt, amend and repeal zoning
regulations." Thus, this constitutional and statutory scheme
Broadly speaking, State preemption occurs in one of two ways -- first, when a local government adopts a law that directly conflicts with a State statute (see, e.g., Consolidated Edison Co. v Town of Red Hook, , 60 NY2d 99, 107) and second, when a local government legislates in a field for which the State Legislature has assumed full regulatory responsibility (see, e.g., New York State Club Assn., Inc. v City of New York, , 69 NY2d 211, 217, aff'd 487 US 1). The State Legislature may expressly articulate its intent to occupy a field,[3] but it need not. It may also do so by implication.
An implied intent to preempt may be found in a
"declaration of State policy by the State Legislature * * * or
from the fact that the Legislature has enacted a comprehensive
and detailed regulatory scheme in a particular area (see,
Consolidated Edison Co. v Town of Red Hook, 60 NY2d, at 105,
"a local law regulating the same subject matter is deemed inconsistent with the State's overriding interests because it either (1) prohibits conduct which the State law, although perhaps not expressly speaking to, considers acceptable or at least does not proscribe * * * or (2) imposes additional restrictions on rights granted by State law" (Jancyn Mfg. Corp. v County of Suffolk, 71 NY2d, at 97,
supra ).
It is now well settled that the ABC Law impliedly preempts its
field (see, Matter of Lansdown Entertainment Corp. v New York
City Dept. of Consumer Affairs, , 74 NY2d 761, 762-763; People v De
Jesus, 54 NY2d, at 469,
Accordingly, plaintiffs argue that the AZR makes
impermissible inroads in a preempted field. They contend that
the AZR conflicts with the ABC Law in several important respects.
They note, for example, that the ABC Law has its own provisions
governing nudity in licensed premises (see, Alcoholic Beverage Control Law § 106[6-a]). They also point out that the AZR
requires a minimum of 500 feet between an adult establishment and
a school or place of worship, while the ABC Law requires only 200
feet (compare, Zoning Resolution of the City of NY §§ 32-01[b],
42-01[b], with Alcoholic Beverage Control Law § 64[7][a]). Thus,
The City, on the other hand, contends that the AZR is a local law of general application. Because its thrust is zoning and not the regulation of alcohol, the AZR applies across the board to all adult establishments, whether they sell alcoholic beverages or not. The City also emphasizes that the AZR is directed at alleviating the secondary effects of adult establishments, and any impact on those that happen to sell alcoholic beverages is merely incidental to the City's land use scheme. We agree with the City.
The Legislature enacted the ABC Law to promote
temperance in the consumption of alcoholic beverages and to
advance "respect for the law" (see, Alcoholic Beverage Control Law § 2). In carrying out its objectives, the ABC Law preempts
its field by comprehensively regulating virtually all aspects of
the sale and distribution of liquor (see, Matter of Lansdown
Entertainment Corp. v New York City Dept. of Consumer Affairs, 74
NY2d, at 762-763,
One of the most significant functions of a local
By regulating land use, a zoning ordinance "inevitably
exerts an incidental control over any of the particular uses or
business which * * * may be allowed in some districts but not
others" (Matter of Frew Run Gravel Prods. v Town of Carroll (71
2 at 131,
Nevertheless, there are limits. In People v De Jesus
(54 2 at 471,
In Incorporated Village of Nyack v Daytop Village, Inc.
(78 2 at 506,
Accordingly, the order of the Appellate Division should be affirmed, with costs.
Footnotes
1 Plaintiffs are DJL Restaurant Corp. d/b/a "Shenanigans," WESJOE Restaurant Corp., d/b/a "New York Dolls" and 320 West 45th St. Restaurant Inc., d/b/a "Private Eyes." All feature adult entertainment in the form of topless dancing.
2 The Municipal Home Rule Law defines a "general law" as a "state statute which in terms and in effect applies alike to all counties, all counties other than those wholly included within a city, all cities, all towns or all villages" (Municipal Home Rule Law § 2[5]). Section 11 of the Municipal Home Rule Law also expressly prohibits local governments from legislating on various subjects.
3 See e.g., Environmental Conservation Law § 23-2703 (stating that "this title shall supersede all * * * local laws relating to the extractive mining industry"); see generally, Matter of Gernatt Asphalt Prods. v Town of Sardinia (87 2 668, 680-683).
4 There are instances in which a zoning ordinance could
conflict with a State law, as for example, where the Mental
Hygiene Law expressly limits a municipality's zoning authority
(see, Incorporated Village of Nyack v Daytop Village, Inc., 78
NY2d, at 506-507,