The People &c.,
Respondent,
v.
Kenrick Primo,
Appellant.
2001 NY Int. 73
Defendant was charged with attempted murder in connection with a shooting. Seeking to show that someone else committed the crime, he moved to introduce evidence that, two months after the shooting, a person present at the shooting had used the same gun in an unrelated crime. On the appeal before us, we consider the appropriate standard for the admission of evidence of this type.
In November 1996, police responded to a report of a
Upon learning that he was wanted by the police, defendant turned himself in. Police placed him under arrest. Waiving his Miranda rights, defendant gave a statement disputing Cleland's account. He told police that he and Cleland were arguing inside the deli and that Cleland knocked him down with a large candle. While on the floor, he heard gunshots and ran out of the deli, not noticing who had fired the gun or that Cleland had been wounded.
At trial, the principal issue was who shot Cleland.
From the outset, the defense acknowledged that defendant was at
Attempting to do so, defendant cross-examined the
People's two main witnesses, Cleland and the assigned detective.
Cleland acknowledged that someone named "Moe" was at the deli.
According to Cleland, Moe was standing in the doorway at the time
of the shooting. Furthermore, the detective revealed that his
investigation turned up an individual named Maurice Booker, who
was also known as "Moe." It had become obvious that Booker and
Moe were one and the same. Indeed, the prosecutor was in no
position to claim otherwise, having argued that "if the defense
opens the door as to Moe Booker present and Moe being at the
scene, then the People are allowed to have this detective testify
that he received a phone call linking up [defendant] and Moe as
The jury convicted the defendant of Attempted Murder in the Second Degree. The Appellate Division affirmed, holding that the defense had "failed to show a clear link between the third party and the crime in question." We reverse.
The "clear link" standard employed by the Appellate Division appears to have been gleaned from this Court's decision in People v Greenfield (85 NY 75 [1881]). The defendant there was on trial for killing his wife. The trial court prohibited a defense witness from testifying that, on the night of the murder almost a mile from the scene, he had overheard three men who may have been discussing their commission of a crime. This Court held that the overheard statements were inadmissible, largely on hearsay grounds. The Court further commented on the statement's lack of probative force,
noting that
"[w]hile evidence tending to show that another party might have committed the crime charged would be admissible, before such testimony can be received there must be such proof of connection with it, such a train of facts or circumstances as tend clearly to point out some one besides the [defendant] as the guilty party. Remote acts, disconnected and outside of the crime itself, cannot
be separately proved for such a purpose" (People v Greenfield, supra , at 89 [emphasis added]).
The Greenfield court, however, said nothing to suggest
that it was fashioning a new or specialized test for evidence of
third-party culpability. Indeed, the phrase "clear link" was not
used in New York until People v Aulet (111 AD2d 822 1985]).
There, the defendant stood accused of arson. At trial, his
girlfriend testified on his behalf that her six-year-old son had
started the fire. The defendant sought to call witnesses who had
seen the six-year-old set fires on other occasions but the trial
court precluded the evidence (see, People v Aulet,
Following Aulet, the Appellate Divisions have regularly
employed the "clear link" standard to review trial court
determinations that excluded evidence of third-party culpability
(see, e.g., People v Snow, 237 AD2d 118, 118-119 [1st Dept];
People v Pack, 189 AD2d 787, 787-788 [2d Dept]; People v Conway,
This appeal presents us with the opportunity to determine whether the "clear link" phraseology best articulates the standard that should govern the admissibility of evidence of third-party culpability. For reasons that follow, we hold that the test is better described in terms of conventional evidentiary principles.
As a general rule, evidence is relevant if it tends to
prove the existence or non-existence of a material fact, i.e., a
fact directly at issue in the case. Relevant evidence, however,
is not necessarily admissible. A court may, in its discretion,
exclude relevant evidence if its probative value is outweighed by
the prospect of trial delay, undue prejudice to the opposing
party, confusing the issues or misleading the jury (see, People v
Davis, , 43 NY2d 17, 27; see also, People v Scarola, , 71 NY2d 767,
777). Evidence "of merely slight, remote or conjectural
significance" will ordinarily be insufficiently probative to
outweigh these countervailing risks (see, People v Feldman, 299
NY 153, 169-170 [citing People v Nitzberg, 287 NY 183, 189]; see
also, People v Ventimiglia, , 52 NY2d 350, 359 ["Efforts to
In third-party culpability cases, the Appellate
Divisions employ the "clear link" standard, rather than couching
their review in terms of weighing probative value against
countervailing risks. Courts in other jurisdictions use similar
phrases, such as "direct connection" (Smitart v Alaska, 988 P2d
583, 586 [Alaska 1999]) and "points directly" (North Carolina v
Potts, 433 SE2d 736, 741 [NC]). These catch phrases merely
reinforce the notion that remote evidence of a third party's
culpability -- though relevant -- will not be sufficiently
probative to outweigh the risk of trial delay, undue prejudice or
jury confusion. As one commentator notes, phrases like "clear
link" are usually shorthand for weighing probative value against
prejudice in the context of third-party culpability evidence: if
there is some "clear link" or "direct connection" between the
third-party evidence and the charged crime, courts generally
conclude that it is of sufficient probative value to be
admissible (see, David McCord, "But Perry Mason Made It Look So
Easy!": The Admissibility of Evidence Offered by a Criminal
Defendant to Suggest That Someone Else is Guilty, 63 Tenn L Rev
917, 936 [Summer 1996]; see also, California v Hall, 41 Cal3d
826, 834, 718 P2d 99, 104 [noting that "courts should simply
treat third-party culpability evidence like any other evidence"];
To the extent that the "clear link" standard implies no more than an abbreviation for the conventional balancing test, it presents no problem. A review of clear-link cases reveals that the courts would very likely have made the same ruling regardless of the nomenclature. "Clear link" and similar coinages, however, may be easily misread as suggesting that evidence of third-party culpability occupies a special or exotic category of proof.
The better approach, we hold, is to review the
admissibility of third-party culpability evidence under the
general balancing analysis that governs the admissibility of all
evidence. In this setting, we note that the countervailing risks
of delay, prejudice and confusion are particularly acute. If
those concerns were not weighed against the probative value of
evidence, the factfinding process would break down under a mass
of speculation and conjecture. Courts thus have been careful to
exclude evidence of third-party culpability that has slight
probative value and strong potential for undue prejudice, delay
and confusion (see, Greenfield v People,
Here, the ballistics report is relevant evidence insofar as it links a third person -- Moe Booker -- to the gun used to shoot Cleland. When coupled with proof that Moe Booker was at the scene of the shooting, its probative value plainly outweighs the dangers of delay, prejudice and confusion. The trial court, however, improperly precluded the evidence. This constituted error as a matter of law.
Accordingly, the order of the Appellate Division should