Melody Martinez,
Appellant,
v.
City of Schenectady, et al.,
Respondents.
2001 NY Int. 122
The long history of this appeal began in September 1987 when, pursuant to a search warrant, defendants -- Schenectady police officers -- entered the residence of plaintiff Melody Martinez, seized four ounces of cocaine from a dresser drawer in her bedroom and arrested her.
The search warrant grew out of an investigation into
suspected drug activity at plaintiff's address. Two days before
the arrest a confidential informant advised Schenectady police
Charged with criminal possession of a controlled
substance in the first degree, plaintiff challenged the validity
of the search warrant, seeking the identity of the informant and
suppression of evidence of the telephone conversation and
admission. Following a suppression hearing and Darden hearing
(see, People v Darden, , 34 NY2d 177 [1974]), County Court denied
the motion. Plaintiff was then tried before a jury, convicted
and sentenced to a prison term of 15 years to life. The
Appellate Division affirmed, finding probable cause for issuance
of the warrant, even without disclosure of the informant's
identity, and sufficient evidence to support the conviction
(People v Martinez, 169 AD2d 340 [1991]). On appeal, we reversed
Plaintiff then brought suit in the United States District Court for the Northern District of New York against the City of Schenectady and five officers involved in the relevant events, asserting a claim for damages under 42 USC § 1983 common-law claims of malicious prosecution and false imprisonment, and a claim against the City for negligent hiring, training and supervision of the officers. The District Court granted the City's motion for summary judgment on the section 1983 and negligence claims. As to defendant-officers, the court found an open question of fact regarding their qualified immunity defense to the section 1983 claim, and dismissed the common-law claims on statute of limitations grounds.
On appeals by plaintiff and the officers, the United
States Court of Appeals for the Second Circuit reversed the
denial of defendants' summary judgment motion, concluding as a
matter of law that qualified immunity barred the assertion of the
section 1983 claims against the police officers (Martinez v City
of Schenectady, 115 F3d 111 [1997]). Applying the "corrected
affidavits" doctrine previously espoused by the Second Circuit,
the court reviewed all the evidence known to the officers at the
The present action followed in State Supreme Court against the City of Schenectady and the officers individually, asserting three causes of action, each seeking $3,000,000 in damages: false imprisonment, malicious prosecution, and violation of Article I, sections 1, 11 and 12 of the New York State Constitution.[1] On cross motions for summary judgment, the court dismissed the complaint, and the Appellate Division affirmed. We now affirm.
We begin by addressing plaintiff's tort claim based on alleged violations of the New York State Constitution. We agree with Supreme Court and the Appellate Division that the "narrow remedy" established in Brown v State of New York (89 2 172, 192 [1996]) cannot be stretched to fit the facts before us.
In Brown, State and local law enforcement officials investigating a reported knifepoint attack allegedly engaged in racially motivated interrogations, citywide, of nonwhite males in violation of their State constitutional rights; none of the plaintiffs was charged with a crime. As we noted in Brown, implying a damage remedy was not only consistent with the purposes of the Search and Seizure and Equal Protection Clauses that had allegedly been violated but also, in that case, "necessary and appropriate to ensure the full realization of the rights they state" (id., at 189; see generally, Gail Donoghue & Jonathan I. Edelstein, Life After Brown: The Future of State Constitutional Tort Actions in New York, 42 NYL Sch L Rev 447 [1998]).
The remedy recognized in Brown addresses two interests: the private interest that citizens harmed by constitutional violations have an avenue of redress, and the public interest that future violations be deterred. In Brown itself, neither declaratory nor injunctive relief was available to the plaintiffs, nor -- without a prosecution -- could there be suppression of illegally obtained evidence. For those plaintiffs it was damages or nothing. We made clear, however, that the tort remedy is not boundless. Claimants must establish grounds that entitle them to a damages remedy, in addition to proving that their constitutional rights have been violated.
Recognition of a constitutional tort claim here is
Moreover, plaintiff fails to demonstrate how money damages are appropriate to ensure full realization of her asserted constitutional rights. Even after years of discovery, plaintiff has not distinguished her case from that of any criminal defendant who has been granted suppression, or reversal of a conviction, based on technical error at the trial level. Plaintiff has shown no grounds that would entitle her to a damage remedy in addition to the substantial benefit she already has received from dismissal of the indictment and release from incarceration.
Having concluded that plaintiff does not assert a cognizable tort claim, and that summary judgment was correctly granted dismissing this claim, we need not separately consider whether individual police officers, or a city, may be protected by qualified or absolute immunity from such claims.
The courts below also correctly awarded summary
To obtain recovery for malicious prosecution, a plaintiff must establish that a criminal proceeding was commenced, that it was terminated in favor of the accused, that it lacked probable cause, and that the proceeding was brought out of actual malice (Broughton v State of New York, , 37 NY2d 451, 457, cert denied sub nom. Schanbarger v Kellogg, 423 US 929 [1975]). Without reaching the remaining grounds, plaintiff's cause of action must fail if only because the criminal proceeding was not terminated in her favor.
A criminal defendant has not obtained a favorable
termination of a criminal proceeding where the outcome is
inconsistent with the innocence of the accused. While a
plaintiff need not prove actual innocence in order to satisfy the
favorable termination prong of a malicious prosecution action
(Smith-Hunter v Harvey, , 95 NY2d 191, 199 [2000]), the absence of
a conviction is not itself a favorable termination. A
termination is not favorable, for example, where a prosecution
ends because of a compromise with the accused, or where the
accused's own misconduct frustrates the prosecution's ability to
proceed with the case (see, e.g., Cantalino v Danner, , 96 NY2d 391, 395 [2001]). Plaintiff's felony conviction was reversed not
because of her lack of culpability -- indeed, her guilt was
proven beyond a reasonable doubt -- but because the evidence that
Finally, we agree with the courts below that
plaintiff's false imprisonment claim cannot survive summary
judgment. A plaintiff asserting a common-law claim for false
imprisonment must establish that the defendant intended to
confine the plaintiff, that the plaintiff was conscious of the
confinement and did not consent to the confinement, and that the
confinement was not otherwise privileged. The existence of
probable cause serves as a legal justification for the arrest and
an affirmative defense to the claim (Broughton v State of New
York, 37 NY2d, at 458).[2]
Here, the officers' prior
identification of the searched premises as a suspected drug
distribution point, the cocaine obtained from the informant, the
informant's recorded telephone call to plaintiff, discovery of
cocaine and mail addressed to plaintiff at the searched premises,
and plaintiff's admission during the search that she lived at
that address provided probable cause for her arrest. The facts
Accordingly, the order of the Appellate Division should be affirmed, with costs.
1 Plaintiff asserted, but withdrew, a claim for negligent hiring, training and supervision against the City.
2 We acknowledge the Second Circuit's determination that, based on a totality of the circumstances bearing upon the reliability of the informant used, the existence of probable cause for the search immunized defendants from a section 1983 claim. Contrary to the conclusion of the Appellate Division (276 2 993, 995), this finding does not estop our separate consideration of whether there was probable cause for plaintiff's arrest for the purpose of claims for false imprisonment and malicious prosecution.