N. X.,
Appellant,
v.
Cabrini Medical Center,
Respondent,
et al.,
Defendant.
2002 NY Int. 15
This troubling case involves an egregious abuse of the physician-patient relationship -- the conscious use of a doctor's professional position to exploit a patient's vulnerabilities for self-gratification through sexual contact. Plaintiff N.X., a young woman recovering from vaginal surgery at Cabrini Medical Center, was sexually assaulted by a surgical resident employed by the hospital. There is no dispute about the assault or the resident's liability. However, we are called upon to determine whether Cabrini may be liable here under a theory of vicarious liability or for any negligence in its duty to protect plaintiff.
After undergoing a laser ablation of genital warts,
plaintiff -- still under the effects of anesthesia -- was placed
in the Phase I recovery room, a small, four-bed ambulatory
Shortly thereafter, Dr. Andrea Favara, a surgical
resident wearing Cabrini scrubs and identification, entered the
recovery room and headed for plaintiff's bed. Favara was not one
of the physicians listed on plaintiff's chart; none of the nurses
knew him. According to plaintiff, she awoke to find Favara
pulling up her hospital gown, pushing her thighs apart, and
ordering her to open her legs. He then placed his fingers inside
her vagina and anus. Plaintiff tried to sit up and cover herself
with the gown, and repeatedly asked him to stop. Upon her third
plea, he removed his fingers, causing her great pain. As the
doctor was hastily leaving the recovery room, the nurses
intercepted him and introduced themselves. Although all of the
nurses were in close proximity to plaintiff's bed and appear to
have been generally aware of Favara's presence, they denied
seeing his interaction with plaintiff or hearing anything. After
plaintiff complained to the nurses about what had taken place,
the supervising nurse confronted Favara, who admitted he had
Plaintiff commenced this action asserting several causes of action against Cabrini, including negligent hiring, negligence in failing to safeguard her adequately and medical malpractice. She also claimed that Cabrini was vicariously liable for Favara's conduct, alleging that he was acting within the scope of his employment or under the cloak of apparent authority. Insofar as relevant here, Supreme Court concluded that questions of fact precluded defendant's motion for summary judgment with respect to the failure to safeguard claim and whether the assault was within Favara's scope of employment.[1]
A divided Appellate Division modified by granting
Cabrini's motion in its entirety (280 2 34). The majority
began its analysis with the assertion that "it is uncontroverted
that the nurses were unaware of the assault until after it
occurred" (id., at 40). It then reasoned that the direct
negligence claim must fail because Favara's misconduct was not
foreseeable as a matter of law and liability was further
precluded by practical and policy considerations underlying the
physician-nurse relationship. The court also dismissed the
We reject plaintiff's assertion that Cabrini is
vicariously liable for Favara's misconduct. Under the doctrine
of respondeat superior, an employer may be vicariously liable for
the tortious acts of its employees only if those acts were
committed in furtherance of the employer's business and within
the scope of employment (see, Riviello v Waldron, , 47 NY2d 297,
302). A sexual assault perpetrated by a hospital employee is not
in furtherance of hospital business and is a clear departure from
the scope of employment, having been committed for wholly
personal motives (see, Judith M. v Sisters of Charity Hosp., , 93 NY2d 932, 933).[2]
In Judith M., this Court rejected a claim of
As the Appellate Division majority opinion aptly
recognized, this case presents an even more compelling basis for
dismissal of the vicarious liability claim than Judith M..
Unlike the employee in Judith M., who committed a sexual assault
while engaged in his assigned duties, Favara was not charged with
plaintiff's care. Furthermore, it is conceded that an internal
pelvic exam was contraindicated in light of the nature of
plaintiff's surgery. Thus, plaintiff's disingenuous attempt to
characterize the misconduct as a purported "examination" that was
within Favara's hospital duties is of no avail. We refuse to
transmogrify Favara's egregious conduct into a medical procedure
within the physician's scope of employment. This was a sexual
assault that in no way advanced the business of the hospital.[3]
However, we disagree with the Appellate Division's determination that the hospital was entitled to summary judgment on plaintiff's claim that Cabrini's nurses failed to protect plaintiff adequately as she recovered from surgery. To reach this result we need not -- and do not -- accept plaintiff's invitation to adopt a rule of "heightened" duty premised on plaintiff's sedated condition that would require nurses in such instances to stop doctors and other health care professionals to ascertain their purpose before allowing them to approach a patient. We conclude, however, that under the settled hospital- patient duty equation there are issues of fact as to whether the nurses actually observed or unreasonably ignored events immediately preceding the misconduct which indicated a risk of imminent harm to plaintiff, triggering the need for protective action.
A hospital has a duty to safeguard the welfare of its
patients, even from harm inflicted by third persons, measured by
the capacity of the patient to provide for his or her own safety
(see, Morris v Lenox Hill Hosp., 232 AD2d 184, 185, affd for
reasons stated , 90 NY2d 953). This sliding scale of duty is
limited, however; it does not render a hospital an insurer of
patient safety or require it to keep each patient under constant
Cabrini regards the sexual assault of a patient by a
physician having no known history of sexual misconduct as a risk
so remote that, as a matter of law, it can never be reasonably
foreseeable. We do not disagree with that general conclusion
insofar as it relates to the theoretical and unknown possibility
of an attack taking place in the absence of a defendant's prior
knowledge of an employee's dangerous propensities (see, e.g.,
Cornell v State of New York,
In our view, plaintiff has identified several unusual
circumstances surrounding Favara's appearance in the recovery
All of the nurses knew of the hospital's policy
requiring the presence of a female staff member during a male
physician's pelvic examination of a female patient. Indeed,
Cabrini concedes that the result below "might be different if a
nurse had observed a violation of [its] policy and failed to
intervene" (Def's Brf, at 27). Thus, a fact-finder could
reasonably conclude that the nurses, who concededly knew that an
internal examination was contraindicated for plaintiff, were on
notice that an unknown doctor wearing surgical gloves -- usually
According to plaintiff's testimony, Favara pulled up her gown, ordered her to open her legs and then instructed her to open them wider. She repeatedly asked him to stop as he began the examination. Despite the nurses' assertions that they saw or heard nothing, an additional key question of credibility arises from the inference created by the undisputed close proximity of all of the nurses to plaintiff's bed. The entire recovery room was approximately 18 by 14 feet, and contained four beds, each of which was only about two feet from the adjacent bed; only two of the beds were occupied. The curtain between plaintiff's bed, which was nearest the wall, and that of the second patient was not drawn.
Although her back was turned to plaintiff, Nurse Reyes
was only three to four feet from the foot of plaintiff's bed --
easily within earshot -- as Reyes filled in the second patient's
chart. She observed Favara pass her and go to plaintiff's bed.
Nurse Gamboa was situated between the second and third beds in
the room, facing the patient in the second bed. Given the
arrangement of the room, she would also have been facing the
first, uncurtained bed, where plaintiff was located. Indeed,
Nurse Gamboa admitted that nothing obstructed her view of
plaintiff's bed. Notably, at her deposition, Nurse Gamboa
initially testified that she had overheard conversation between
In our view, contrary to the Appellate Division majority, this confluence of factors provides a sufficient basis from which a jury could determine that the nurses unreasonably disregarded that which was readily there to be seen and heard, alerting them to the risk of misconduct against plaintiff by Favara, which could have been prevented.
We emphasize that our holding today does not establish a broader duty than that historically placed upon hospitals to their patients. Our holding does not impose a "gatekeeping" function upon nurses to stop and question physicians, ascertain reasons for their presence, or to stand guard and monitor their interactions with patients. We simply hold that observations and information known to or readily perceivable by hospital staff that there is a risk of harm to a patient under the circumstances can be sufficient to trigger the duty to protect. This common- sense approach safeguards patients when there is reason to take action for their protection and does not burden the practice of medicine or intrude upon the traditional relationship between doctors and nurses (see, Toth v Community Hosp. at Glen Cove, , 22 NY2d 255, 265, rearg denied , 22 NY2d 983).
Accordingly, the Appellate Division order should be modified, with costs to plaintiff, by remitting to Supreme Court for further proceedings in accordance with this Opinion and, as so modified, affirmed.
1 The negligent hiring claim was withdrawn and plaintiff's attorney informed the court that the only remaining claims to be considered were those for direct negligence and vicarious liability. A default judgment was entered against Favara.
2 The medical profession itself recognizes the entirely personal motivation for such conduct (see, AMA Council on Ethical & Judicial Affairs, Sexual Misconduct in the Practice of Medicine, 266 J.A.M.A. 2741, 2742 [1991] ["self-gratification is the only basis for the behavior of physicians who engage in sexual contact with incompetent or unconscious patients"]).
3 Plaintiff's reliance on the doctrine of apparent authority is also unavailing. Liability premised on apparent authority, usually raised in a business or contractual dispute context, arises where a third party reasonably relies upon the misrepresentation of an agent's authority through conduct of the principal (see, Hallock v State of New York, , 64 NY2d 224, 231). Plaintiff has made no showing that she relied on any representation by Cabrini with respect to Favara.