Josephine Chianese,
Respondent,
v.
Werner Meier et al.,
Appellants.
2002 NY Int. 77
The major issue on this appeal is whether apportionment of damages for personal injuries is permissible between a negligent landlord and the nonparty assailant who attacked the plaintiff-tenant (see CPLR 1602 [5]). We conclude that it is.
On May 14, 1992, plaintiff was attacked while entering
her Greenwich Village apartment. When she arrived home from her
teaching day at approximately 3:00 P.M., she noticed that the
building's front doors and interior security doors were open.
She walked up to the third floor and saw a stranger, Eugene
Plaintiff brought a personal injury action against the building owner and managing agent, alleging inadequate building security. Defendants moved for summary judgment on the strength of an affidavit from Adger, in which he claimed that he found the building doors locked and gained entrance by ringing buzzers until someone let him in. In opposition to defendants' motion, plaintiff submitted an affidavit from an investigator stating that Adger told him he had entered the building through an open door, as well as transcripts of tape-recorded telephone conversations between the investigator and Adger to the same effect.
Supreme Court granted defendants' motion for summary
judgment and dismissed the complaint, concluding that plaintiff
failed to make out a prima facie case supporting her contention
that Adger entered the building through an open door. The
Appellate Division reversed and reinstated the complaint, holding
After trial, the jury found that Adger had gained entrance to the premises through a negligently maintained entrance, which was a substantial factor in causing plaintiff's injuries. The jury awarded plaintiff $400,000 for past injuries and $700,000 for future pain and suffering, and apportioned the liability 50-50 between defendants and Adger. The trial court granted plaintiff's motion to set aside the apportionment, concluding that defendants had breached a nondelegable duty and thus came within an exception (CPLR 1602 [2][iv]) to the otherwise applicable limitation of liability under CPLR article 16.
The Appellate Division affirmed, over a two-Justice
dissent. Citing Rangolan v County of Nassau (96 2 42 2001]),
the court recognized the Trial Judge's error in holding that
defendants' nondelegable duty prevents apportionment. The
Appellate Division, however, found the defendants liable for the
entire amount of the plaintiff's non-economic loss under another
exception to CPLR article 16 -- section 1602(5) -- for actions
requiring proof of intent. We now modify the Appellate Division
order by denying plaintiff's CPLR 4404(a) motion to set aside the
apportionment of damages.
We return, once again, to consideration of CPLR article
16 (see e.g. Rangolan, 96 NY2d at 42; Morales v County of Nassau,
, 94 NY2d 218 [1999]). Article 16 has been variously described as
an "undistinguished piece of statutory prose" (Siegel, NY Prac §
168A, at 267 [3d ed]), and clear and elegant as the Internal
Revenue Code (McLaughlin, Practice Commentaries, McKinney's Cons
Laws of NY, Book 7B, CPLR C1602:1, 1996 Pocket Part, at 228).
Whatever its literary merit, it has in practical application
engendered difficulty -- as it does in the case before us,
centered on section 1602(5). One thing is certain: CPLR article 16 was enacted in
1986 as part of a package of tort reform legislation that was the
product of "a painstaking balance of interests" (Morales, 94 NY2d at 224). The purpose of the statute was to "remedy the
inequities created by joint and several liability on low-fault,
'deep pocket' defendants" (see Rangolan, 96 NY2d at 46). To that
end, section 1601 modifies the common law rule of joint and
several liability by making a joint tortfeasor whose share of
fault is 50 percent or less liable for plaintiff's non-economic
loss only to the extent of that tortfeasor's share of the total
non-economic loss. In effect, low-fault tortfeasors are liable
only for their actual assessed share of responsibility, rather
than the full amount of plaintiff's non-economic loss. Section 1602, however, excepts certain types of actions
from the ambit of section 1601, including -- most relevantly --
The issue has split the Appellate Divisions. Indeed,
the very day the First Department, in a divided vote, precluded
apportionment in the present case (285 2 315), two other
panels, in divided votes, allowed apportionment (see Concepcion v
New York City Health and Hosp. Corp., 284 AD2d 37 2001];
Roseboro v New York City Tr. Auth., 286 AD2d 222 [2001]). In a
preface to the three decisions, the First Department Justices
announced their "inability to reconcile their views" on the issue
(see Riccardi, Appeals Court Splits on Three Intruder Cases,
NYLJ, Aug. 3, 2001, at 1, col 3). Also in a divided vote, the
Second Department read section 1602(5) to permit apportionment
(Siler v 146 Montague Assocs., 228 AD2d 33 [1997] app dsmd , 90 NY2d 927 [1997]). Each side points to anomalous applications of
As we proceed to resolve the issue before us, we
recognize that there is cogency and anomaly in both positions,
and that our role in matters of statutory interpretation is to
implement the will of the Legislature as we see it, knowing that
the Legislature has the last word as to what it intended. We first note that our decision in Rangolan does not
resolve this question. There, we held that CPLR 1602 (2)(iv) was
not an exception to article 16, but rather a savings provision
that preserved principles of vicarious liability (see Rangolan,
96 NY2d at 47). CPLR 1602 (5) was neither raised by the parties
nor addressed by the Court. Three grounds support our conclusion that the section
1602(5) exception does not apply here. The first is plain
language. Plaintiff's complaint asserted only negligence as the
basis for the defendants' liability. Because plaintiff's
negligence claim is not an "action requiring proof of intent,"
section 1602(5) on its face does not apply to preclude
apportionment of liability. Plaintiff argues that her cause of
This reading of CPLR 1602 (5), moreover, is consistent
with the exception to apportionment set out in section 1602(11).
Section 1602(11) provides that the limitation of liability set
forth in section 1601 shall not apply to "any parties found to
have acted knowingly or intentionally, and in concert, to cause
the acts or failures upon which liability is based." While
section 1602(5) forecloses intentional tortfeasors from seeking
apportionment irrespective of the mental state of any other
tortfeasors, section 1602(11) precludes apportionment with any
parties found to have acted knowingly or intentionally and in
concert. The primary purpose of subsection 11 is obviously to
prevent apportionment among multiple intentional tortfeasors
acting together when dividing liability among them would bring
them under the section 1601 50 percent floor. Thus, our
Second, what little legislative history there is -- and
the record by this time has surely been scoured -- accords with
our reading of section 1602(5). The Governor's Memorandum of
Approval indicates that article 16 preserves joint and several
liability for "instances in which the defendant's acts upon which
liability is based are willfully performed or intentionally
performed in concert with others" (Governor's Mem approving L
1986, ch 682, 1986 McKinney's Session Laws of NY, at 3183-3184
[emphasis added]; see also Attorney General Mem to Governor, Bill
Jacket, L 1986, ch 682, at 2). There is, conversely, no
indication in the legislative history that section 1602(5) was
intended to create what would amount to a broad exception to
apportionment at the expense of the low-fault, merely negligent
landowners and municipalities -- the very parties article 16
intended to benefit (see Rangolan, 96 NY2d at 48). Finally, we know the objective the Legislature intended
by article 16 and note that plaintiff's interpretation would
result in the very inequity the Legislature sought to eliminate.
Under plaintiff's reading of the statute, the right of a low-
fault defendant to apportion would depend entirely on the nature
of the culpability of the third-party tortfeasor. A negligent
defendant could apportion liability with a negligent or reckless
third-party tortfeasor, but not an intentional tortfeasor (see
We therefore conclude that the jury's apportionment of
damages should be reinstated. Citing Bogart v F.W. Woolworth Co. (24 2 936 1969])
and Gordon v American Museum of Natural History (67 2 836
[1986]), defendants challenge the sufficiency of evidence of
notice of a dangerous condition. Bogart involved a stray piece
of candy or cookie on the noontime sidewalk outside defendant's
store; Gordon involved a bit of waxy paper on the front steps of
a heavily trafficked museum. In both cases we held that general
awareness of a dangerous condition cannot create an inference of
constructive notice of the particular condition that caused the
plaintiff's injury. "To constitute constructive notice, a defect
must be visible and apparent and it must exist for a sufficient
length of time prior to the accident to permit defendant's
employees to discover and remedy it" (Gordon, 67 NY2d at 837). Defendants here had far more than a general awareness
of stray litter on a busy street. Several tenants had complained
about the building's front doors frequently being left open.
Additionally, there was evidence of an assault and multiple
burglaries in the building and adjoining buildings owned by
defendant within two years preceding the attack on plaintiff.
Defendants thus had actual notice of a particular recurring
Accordingly, the order of the Appellate Division should
be modified, without costs, by denying plaintiff's motion to set
aside the apportionment of damages and remitting to Supreme Court
for further proceedings in accordance with this opinion and, as
so modified, affirmed.Constructive Notice