The People &c.,
Respondent,
v.
Earl Barney,
Appellant.
2003 NY Int. 19
Two questions are central to this appeal. First, was
there legally sufficient evidence that the house defendant
entered unlawfully was a dwelling within the meaning of Penal Law § 140.25(2) when its sole occupant had passed away three days
prior to the entry? Second, was defendant entitled to an
instruction on the lesser included offense of third-degree
burglary? We conclude that the evidence was legally sufficient,
and that defendant was not entitled to the chargedown.
Defendant was indicted for second degree burglary and
attempted petit larceny. At trial, the court denied defendant's
request to submit the lesser included offenses of burglary in the
third degree or criminal trespass in the third degree to the
jury, and denied defendant's motion to dismiss the charge of
second degree burglary on the ground of insufficient evidence.
Defendant was subsequently convicted of burglary in the second
degree and attempted petit larceny.
A divided Appellate Division affirmed the conviction,
holding that a consideration of all the relevant factors
supports the conclusion that the dwelling retained its character
as such based upon its immediate past residential use (294 2
811, 813 [2002], citing State v Edwards, 589 NW2d 807, lv denied
At common law the crime of burglary consisted
exclusively of breaking into a dwelling-place at night ( see Quinn
v People, 71 NY 561 [1878]; see also People v Quattlebaum, , 91 NY2d 744 [1998]). Burglary of a dwelling at night involved not
only great alarm to its occupants but also increased likelihood
of injury to an occupant attempting to defend hearth and home.
Early revisions of the Penal Law recognized varying degrees of
burglary and assigned the greater culpability for entering a
dwelling at night where a person could be found because of the
greater risk of harm associated with such an entry.
Under our current penal statute, a person commits
burglary in the second degree when he or she knowingly enters a
building with the intent to commit a crime and where factors
tending to increase the likelihood of physical injury are present
( see Penal Law § 140.25[1]) or, as relevant here, the building is
a dwelling ( see Penal Law § 140.25[2]). A dwelling is defined
as a building which is usually occupied by a person lodging
Proof at trial established that the structure was a one-family residence that was fully furnished with working utilities and could have been occupied overnight. Decedent's property was still in the house, including food in the refrigerator. Further, it is undisputed that the house was ordinarily occupied overnight by the decedent before his death. Viewing this evidence in a light most favorable to the People, it is clear that there is a valid line of reasoning by which the jury could have concluded that the house was "usually occupied by a person lodging therein at night."
There is a two-part test to determine whether a lesser
included offense charge should be submitted to a jury ( see People
v Van Norstrand, , 85 NY2d 131, 135 [1995]). The defendant must
first prove that it is impossible to commit the greater crime
without necessarily committing the lesser and there must be a
reasonable view of the evidence which would support a finding
that the defendant committed only the lesser offense.
Here, the first part of the test is met because one
Defendant does not meet the second prong of the test because no reasonable view of the evidence would support a finding of burglary in the third degree without a finding of second degree burglary. The sole distinction between Penal Law § 140.20 and Penal Law § 140.25(2), of which defendant was convicted, is that the subject building must also be a dwelling. The statute provides that a dwelling is a building usually occupied by a person lodging therein at night (Penal Law § 140.00[3]). By using the phrase "usually occupied" to define dwelling, the Legislature clearly intended to enact a flexible standard.
As the Trial Court demonstrated, the correct approach
in deciding whether to grant a chargedown is to consider, in
light of the statutory language, all of the surrounding facts and
circumstances in determining whether or not a reasonable view of
the evidence supports the conclusion that the building is
usually occupied by a person lodging therein at night (Penal
1 A person is guilty of burglary in the second degree when he knowingly enters or remains unlawfully in a building with intent to commit a crime therein, and when * * * 2. The building is a dwelling. (Penal Law § 140.25[2]).
2 A person is guilty of burglary in the third degree when he knowingly enters or remains unlawfully in a building with intent to commit a crime therein. (Penal Law § 140.20).
3 In Quattlebaum, we applied the Sheirod factors and concluded that a school building with an office on the fifth floor containing a bed that was sometimes used for overnight stays was not a dwelling. It was not necessary to address each factor because the building did not have the customary indicia of a residence and its character or attributes ( Quattlebaum, 91 NY2d at 748). Quattlebaum also identified another factor -- the frequency of the building's use for overnight lodging -- as relevant in determining whether a building is usually occupied within the meaning of the statute.