Kate L. Butler, an Infant, by
William C. Butler et al.,
Appellants,
v.
Brian F. Rafferty,
Respondent,
et al.,
Defendants.
2003 NY Int. 79
The case before us involves the potential tort
liability of a tenant-in-common. Plaintiff was injured when she
fell off a bunk bed located on property co-owned by defendant.
The sole issue presented on this appeal is whether defendant can
be held liable for plaintiff's injuries. Because defendant
surrendered possession and control over the portion of the
property where the injury occurred, we conclude that he may not
be held liable, and therefore affirm the order of the Appellate
Division granting defendant's motion for summary judgment.
In 1980, defendant bought a parcel of land containing a single-family dwelling and a barn. Between 1983 and 1986, defendant shared the residence with his sister, Maureen Rafferty, and her son, Patrick. Maureen and Patrick lived elsewhere for the next two years, and in 1988 they moved back into the residence. To delineate their respective responsibilities with respect to the property, defendant and Maureen entered into an agreement. In writing, they agreed that Maureen would pay the monthly mortgage and homeowner's insurance for the next seven years, at which point defendant and Maureen would become co- owners of the property. They also agreed to share the expenses for maintenance and repair of the premises, and that major improvements would be undertaken only when they both consented. Further, the agreement provided that Maureen and defendant would reside separately on the premises in areas they had identified to each other. They were to "live free from interference in the personal lives and affairs of [one another]" and "reside with or cohabit with whomever they choose." Finally, the agreement stated that defendant immediately would deed the property to himself and Maureen "as co-tenants." Maureen's lawyer was to hold the deed in trust and would record it at the request of either party.
For the next three years, defendant lived in a loft in
Shortly after completing the addition, Keller built a bunk bed and installed it in Patrick's room. The bed was made of wood and was affixed to the bedroom wall. It had one guardrail running along the side opposite the wall, but no railing along the foot or head, or along the side nearest the wall. It is undisputed that defendant had nothing to do with building the bed, installing it or paying for it.
In 1995, at the time in question, Patrick and some of his friends, including 15-year-old plaintiff Kate L. Butler, were watching a movie in Patrick's room. Plaintiff was sitting in the top bunk of the bunk bed. As she attempted to pass a tray of cookies to a friend sitting in the lower bunk, she fell, hit the floor and was injured.
By her parents, plaintiff sued Maureen, Keller and
defendant to recover for her injuries. She alleged that because
defendant was in possession and control of the premises, he owed
her a duty of care that he breached by "negligently and
carelessly designing, constructing and maintaining the bunk
Supreme Court granted defendant's motion. The court ruled that although defendant was a tenant-in-common of the entire property, he had neither control over the area where plaintiff fell nor notice of the alleged dangerous condition.
A divided Appellate Division affirmed. The majority
held that the agreement between defendant and Maureen "created
the functional equivalent of separate apartments" and made
defendant "an out-of-possession landlord with respect to the
portion of the premises occupied by [Maureen] and her family"
(291 2 754, 755 [2002]). Applying the general rule that out-
of-possession landlords are not liable for injuries resulting
from the condition of the demised premises, the court concluded
that defendant exercised no control over Maureen's part of the
property and therefore could not be held liable. The dissenters
argued that even though the siblings had agreed to occupy
Plaintiff now appeals from the Appellate Division order pursuant to CPLR 5601(a) , and we affirm.
There is but one issue on this appeal: whether defendant, as co-owner of the property, can be held liable for plaintiff's injuries. Plaintiff offers two arguments. First, she contends that liability can be predicated solely on defendant's status as a tenant-in-common of the property. Second, she argues that, assuming that such status is not by itself sufficient to impose liability, defendant can be held liable because he exercised possession and control over the premises and had notice of the dangerous condition. In response, defendant contends in essence that because he did not have control over Maureen's portion of the property he cannot be held liable. Further, defendant argues that he had no notice of the dangerous condition and did nothing to cause plaintiff's injuries.
The parties agree that defendant is a tenant-in-common.
For purposes of imposing personal liability for defective conditions on the premises, a co-tenant's right to use and enjoy the entire premises translates into a duty to maintain it safely. Indeed, because the common law doctrine of tenancy- in-common presumptively gives each co-tenant full possession of the entire premises, a defective condition causing injury to a third party results in joint and several liability as to each co- tenant ( see Simmons v Everson, 124 NY 319, 323-324 [1891]; Kramer v Stone, 176 App Div 549, 550 [1st Dept 1917]; see generally Restatement [Second] of Torts § 878, at 323; 3 Harper, James & Gray, The Law of Torts § 10.1, at 14 [2d ed 1986]).
This does not mean, however, that all co-tenants will
inevitably be liable any time an injury occurs on the premises.
Although co-tenants generally have the right to use and enjoy the
Where co-tenants enter into such an agreement and are
faithful to its terms, liability for personal injuries will fall
only on the tenant who exercises possession and control over the
area in question. Predicating liability on a landowner's
possession and control of the premises is firmly entrenched in
our case law. As we noted in Ritto v Goldberg (, 27 NY2d 887, 889
[1970]), "It has been held uniformly that control is the test
which measures generally the responsibility in tort of the owner
of real property." This principle recognizes that the person in
possession and control of property is best able to identify and
prevent any harm to others ( see Prosser and Keeton, Torts § 57,
at 386 [5th ed]). Indeed, a person who chooses to take
possession and control of property is fairly charged with the
responsibility of maintaining it and should expect to be held
Resolution of this appeal thus turns on whether defendant exercised possession and control over Maureen's segment of the property. In support of his motion for summary judgment, defendant relied on the contract by which he and Maureen agreed to live in separate parts of the premises, entirely free from interference by one another. Moreover, defendant averred -- and it is undisputed -- that he exercised no supervision over Maureen's sphere and that the single doorway between his living area and Maureen's was blocked by a refrigerator. Further, in her deposition, Maureen acknowledged that defendant did not contribute any money for the new addition and that she and her family occupied it by themselves. Supreme Court and the Appellate Division majority both determined that this evidence showed prima facie that only Maureen and her family occupied the addition. We agree and conclude that defendant met his initial burden of showing that he did not exercise possession or control over the relevant portion of the premises.
In response, plaintiff has contended that defendant's control of the premises was established primarily through a clause in the contract by which defendant and Maureen agreed to share the expenses for maintenance and repair. Although that provision obligates both of them to contribute money for general upkeep, it does not establish -- and there is no evidence -- that defendant was ever permitted to enter Maureen's premises without her permission or that he in any way exercised possession or control over her portion of the property.[2]
We therefore agree with the lower courts that plaintiff
failed to raise a triable issue of fact in response to
defendant's prima facie showing that he did not possess or
control the portion of the property where plaintiff was injured.[3]
Accordingly, the order of the Appellate Division should be affirmed, with costs.
1 Maureen and Keller also moved for summary judgment and their motions were denied. That part of Supreme Court's order is not before us.
2 Plaintiff also points out that defendant maintained an insurance policy that covered the entire structure. The Appellate Division majority stated that plaintiff failed to cite any "persuasive support for the proposition that occupation or control of premises may be established through evidence of an owner's policy of liability insurance" (291 2 at 756). We note that in Leotta v Plessinger (, 8 NY2d 449, 461-462 1960]), this Court held that an insurance policy may, under certain circumstances, be introduced as evidence to support a claim that the policyholder owns or controls the property in question. In contrast to that case, however, there exists here a contract between the parties delineating possession of the premises. The contract and the facts show conclusively that only Maureen and her family occupied the portion of the premises where the injury occurred.
3 Unlike the Appellate Division, however, we do not characterize defendant as an "out-of-possession landlord," as he and Maureen stand on equal footing as co-owners of the property and she cannot be properly deemed defendant's tenant. Nonetheless, the critical feature of the analysis is the same, namely, whether defendant exercised possession and control over Maureen's portion of the property.