Paul Kellogg,
Appellant,
v.
Brion D. Travis, &c., et al.,
Respondents.
2003 NY Int. 96
Since 1996, New York has maintained a DNA
identification index, which consists of a databank of the genetic
markers of certain criminal offenders for use by law enforcement
officials investigating subsequent crimes ( see generally
Executive Law § 995-c). The law requires those offenders to
submit a DNA sample that is then forwarded for laboratory
analysis "only for those markers having value for law enforcement
identification purposes" (Exec. Law § 995-c [5]). In 1999, the
Legislature amended the Executive Law to increase the number of
offenses subject to the index, creating two categories of
The second category of additional offenses includes criminal possession of a controlled substance in the first and second degrees, criminal sale of a controlled substance and grand larceny in the first, second, third and fourth degrees. For those crimes, offenders are subject to the DNA identification index only if they are convicted on or after December 1, 1999 ( see L 1999, ch 560, § 9).
Plaintiff was convicted in 1994 for assault in the second degree and criminal possession of a weapon in the third degree. He was sentenced to concurrent sentences of 2 1/3 to 7 years in prison. The Division of Parole granted him a discretionary release in September 1999, but required him to remain under the Division's jurisdiction until January 5, 2002, which would have been the last day of plaintiff's prison term if he were to serve the maximum sentence.
In March 2000, plaintiff's parole officer notified him
On this appeal, plaintiff challenges the 1999 amendment to the DNA identification index law as an unconstitutional ex post facto law ( see US Const art I, § 10) and as violating the General Construction Law's caveat that ambiguous statutes should not be construed so as to exact a retroactive punishment.[1] He argues that because the amendment, by its terms, applies to prisoners sentenced before its effective date, it violates the Constitution and the General Construction Law. We disagree.
The Ex Post Facto Clause of the United States
Constitution prohibits States from enacting laws that criminalize
prior, then-innocent conduct; increase the punishments for past
offenses; or eliminate defenses to charges for incidents that
preceded the enactment ( see Collins v Youngblood, 497 US 37, 42-
43, 52 [1990]; Beazell v Ohio, 269 US 167, 169-170 [1925]; Calder
v Bull, 3 US (3 Dall.) 386, 390 [1798] [opinion of Chase, J.]).
Here, the DNA information index is to be used in future
investigations, not as punishment for past crimes. The index
contains only that information useful in law enforcement ( see
Exec. Law § 995-c [5]), and records may not be released except to
law enforcement agencies and district attorneys' offices "for law
enforcement identification purposes," and for "criminal defense
purposes" (Exec. Law § 995-c [6]; see also Exec. Law § 995-d).[2]
Nowhere is there any suggestion that the extraction of the DNA
sample is required as a way of increasing the punishment of
persons convicted of the designated offenses. Because the
purpose of the DNA identification index is to aid in
investigation, and not to punish, the retroactive application of
the amendment comports with the Ex Post Facto Clause ( see Shaffer
v Saffle, 148 F3d 1180, 1182 [10th Cir], cert denied 525 US 1005
[1998]; Rise v Oregon, 59 F3d 1556, 1562 [9th Cir 1995], cert
denied 517 US 1160 [1996]; Gilbert v Peters, 55 F3d 237, 238-239
[7th Cir 1995]; Jones v Murray, 962 F2d 302, 309 [4th Cir], cert
Plaintiff's challenge based on the General Construction Law also fails. Except where the Constitution prohibits it, the Legislature is free to enact laws that have retroactive application. We have long recognized that the General Construction Law places no restraint on the Legislature beyond the restrictions in the Constitution ( see People v Roper, 259 NY 635, 635 [per curiam] [1932] [" In the absence of evidence of contrary intent such legislation (i.e., laws repealing other laws) is not to be given retroactive effect."] [emphasis added]). Stated simply, State statutory law, including the General Construction Law, provides no ground for invalidating another, later-enacted State statute. Here, there is ample evidence -- namely, the undisputably clear language of the statute -- that the Legislature intended the act to apply to prisoners who were convicted of the designated offenses before the effective date of the act.
Accordingly, the order of the Appellate Division should be affirmed, without costs.
1 General Construction Law § 93 provides that
"[t]he repeal of a statute or part thereof shall not affect or impair any act done, offense committed or right accruing, accrued or acquired, or liability, penalty, forfeiture or punishment incurred prior to the time such repeal takes effect, but the same may be enjoyed, asserted, enforced, prosecuted or inflicted, as fully and to the same extent as if such repeal had not been effected."
2 Additionally, records may be released "to an entity authorized by the division [of criminal justice services] for the purpose of creating or maintaining a population statistics database or for identification research and protocol development for forensic DNA analysis or quality control purposes" (Exec. Law § 995-c [6] [c]).