The People &c.,
Respondent,
v.
Jacqueline Mendez,
Appellant.
2003 NY Int. 118
After an argument, defendant killed her boyfriend with a kitchen knife, resulting in her conviction for manslaughter in the first degree and criminal possession of a weapon in the fourth degree. We are confronted with the question of her competency to stand trial, considering that she had a long history of mental illness and hospitalizations.
Supreme Court ordered competency examinations in which
On the morning of the crime, defendant telephoned 911, saying "I think I killed my boyfriend." She gave her address, an apartment house in Yonkers. When the police arrived at the scene, defendant directed them to her boyfriend, Gustavo Cabrero, who was lying in bed with a puncture wound in his chest. Defendant said, "I killed him, didn't I?" The authorities took Cabrero to a nearby hospital where he was later pronounced dead.
The police arrested defendant and took her statement
after administering Miranda warnings. Defendant said that she
was angered by what she felt was Cabrero's infidelity and his bad
attitude toward her son. She said that after she and Cabrero
returned to bed, she arose, went to the kitchen and got a
serrated knife with a six-inch blade. As Cabrero lay in bed,
defendant asked him if he was tired. He said he was, and
defendant stated, "Don't worry about it because you are going to
The police transcribed defendant's statement and asked her to sign it, but she refused, saying that it contained mistakes. Defendant then gave another statement which differed only in inconsequential detail as to the sequence of events that led to the stabbing. She refused to sign the second statement. "If you sign the papers," she said, "you can get yourself into trouble." Defendant then asked for a lawyer and the interview came to an end.
After defendant was indicted for murder, County Court ordered that she undergo a competency examination pursuant to Criminal Procedure Law section 730.30. The court and the parties received the results, by which defendant was found competent to stand trial. Several weeks later, when the case was called for conference, defendant made a written request for a change of counsel. When the court told her that she needed a reason, she furnished the court with another writing explaining that her attorney had previously represented Gustavo Cabrero. The court at first denied the motion, but yielded after defendant persisted and claimed that her lawyer was interested only in getting her to plead guilty.
Based on the newly assigned attorney's request, the
court ordered another competency hearing to be performed by three
certified psychiatrists. They reported defendant competent to
stand trial. After granting defendant's motion for a hearing
Dr. Halpern, a Board-certified psychiatrist, discussed the nature of dissociative personality disorder and observed that a person in defendant's condition could have lapses of judgment. He maintained, however, that defendant was much improved since he last examined her and that she seemed generally in contact and oriented. He stressed that she was aware of the plea negotiations and appropriately sought a new attorney when she perceived that she was being pressured to plead guilty. Dr. Halpern stated that he did not encounter multiple personalities when examining defendant and that he had no reason to believe that defendant was speaking as another person.
Dr. Tuchman, a forensic psychiatrist, testified that
during his examination defendant revealed another personality.
Defendant told him that there were three people inside her: an
adult woman named Jackie, a seven-year-old child and a teenager
named Karla. During the examination, defendant was able to
present herself as Karla and then revert to Jackie. Dr. Tuchman
concluded that defendant was suffering from dissociative
personality disorder, and acknowledged that her dissociative
episodes could take place during the trial. He added, however,
that because defendant was aware of her other personalities, she
had the ability to bring them out or "close them down." He
Finally, Dr. Weiss testified that defendant was able to respond properly to questions about the role of the judge, jury, defense counsel and prosecutor. He added that defendant could relate to him the nature of the charges against her.
Based on the hearing testimony, the court found defendant fit to stand trial. At the non-jury trial, defendant advanced the affirmative defense of extreme emotional disturbance (Penal Law § 125.25[1][a]), which, if credited, reduces murder to manslaughter in the first degree. The defense called Dr. Alan Goldstein, a clinical psychologist, who stated that defendant was overwhelmed by her emotions and that the defense of extreme emotional disturbance was consistent with her mental condition at the time of the crime.
The court found defendant guilty of manslaughter in the first degree.
The test for competence is set forth in CPL 1):
"Incapacitated person means a defendant who as a result of mental
disease or defect lacks capacity to understand the proceedings
against him or to assist his own defense." For purposes of due
process, the United States Supreme Court has explained that the
Article 730 makes no mention of who has the burden of proving or disproving competency and by what standard. We have concluded that the burden should be on the prosecution to establish the defendant's competency by a preponderance of the evidence ( see People v Christopher, , 65 NY2d 417 [1985]), even though a state is free to place the burden on defendant to prove incompetency by a preponderance of the evidence ( see Cooke v Oklahoma, 517 US 348 [1996]).[1]
The dissenting justice at the Appellate Division cogently pointed out the problems in prosecuting someone whose personalities are "walled off from one another." There are several reasons, however, that warrant affirmance.
Here, the prosecution has carried the burden. All
three psychiatrists found defendant competent. Although their
analyses and emphases varied, they reached the same conclusion,
Nor do we. The Appellate Division majority concluded that the hearing court's determination was correct. Under these circumstances, our review is limited, and defendant may prevail only if we conclude that she was incompetent as a matter of law. In People v Jordan (, 35 NY2d 577 [1974]), we made such a determination, but it was based on a record that included three judicial determinations and psychiatric testimony that defendant was unfit for trial. Here, by way of contrast, testimony was unanimous, concluding that defendant was competent. Moreover, the trial court had the opportunity to observe defendant's behavior and to evaluate the testimony of the psychiatrists in that context.
Critically, the psychiatric testimony does not support
defendant's claim that her dissociative personality disorder
rendered her incompetent to stand trial. This is not a case in
which there is evidence that one personality would have to
understand and defend charges arising out of an alleged crime
committed by another personality. The trial court concluded that
We have considered defendant's other contentions, and we find them to be without merit.
Accordingly, the order of the Appellate Division should be affirmed.
1 Some states have required the defense to establish defendant's incompetency by a preponderance of the evidence ( see, e.g., City of Youngstown v Oritz, 793 NE2d 498 [Ohio Ct App 2003], State v Leming, 3 SW3d 7, 14 [Tenn Crim App 1998]; State v Armstrong, 482 P2d 61 [NM 1971]).