The People &c.,
Appellant,
v.
Walter Gonzalez,
Respondent.
2004 NY Int. 30
On January 25, 2000, defendant entered a Rochester
barber shop and whispered something to another person in the
shop. Although both left quickly, defendant soon returned,
kicked in the door, stepped inside, pulled a gun from his
waistband and shot the victim in the chest from a distance of six
to seven feet. As the victim fell to the floor, defendant fired
again, shooting him in the head. Defendant then leaned over the
prone body and fired eight more shots into the victim's back and
head. Defendant waved the gun at the only eyewitness -- the
barber -- warned him not to say anything and walked out the door.
Medical testimony established that defendant shot the victim once
After his arrest, defendant made a written statement in which he claimed that he had been afraid of the victim, who had repeatedly threatened him because the victim's niece had accused him of raping her. Defendant said that he became tense and panicked when he saw the victim in the barber shop. Defendant further stated that he had been carrying a gun for protection, but had "blanked out" as a result of fear and could not recall the shooting. The next day, he "couldn't believe what had happened." Later, on the way to booking, a police officer asked him, "Well, if you had blacked out, why are you having these nightmares? Could you be having these nightmares because you shot him?" Defendant replied, "Of course I shot him."
Defendant was indicted for both intentional and
depraved indifference murder, as well as for criminal possession
of a weapon in the second and third degrees. At the conclusion
of the People's proof, defendant moved for a trial order of
dismissal, arguing that the evidence was legally insufficient to
establish his guilt of depraved indifference, as opposed to
intentional, murder. Supreme Court denied the motion and
submitted both counts to the jury in the alternative. The jury
acquitted defendant of intentional murder but convicted him of
depraved indifference murder and two counts of criminal
A defendant is guilty of depraved indifference murder in the second degree when "[u]nder circumstances evincing a depraved indifference to human life, he recklessly engages in conduct which creates a grave risk of death to another person, and thereby causes the death of another person" (Penal Law § 125.25 [2]). "A person acts recklessly with respect to a result or to a circumstance described by a statute defining an offense when he is aware of and consciously disregards a substantial and unjustifiable risk that such result will occur or that such circumstance exists. The risk must be of such nature and degree that disregard thereof constitutes a gross deviation from the standard of conduct that a reasonable person would observe in the situation" (Penal Law § 15.05 [3]).
As the Appellate Division correctly concluded, in this
case "defendant was guilty of an intentional shooting or no
other" ( People v Wall, , 29 NY2d 863, 864 [1971]). A defendant
acts intentionally with respect to a result "when his conscious
objective is to cause such result" (Penal Law § 15.05 [1]). The
only reasonable view of the evidence here was that defendant
intentionally killed the victim by aiming a gun directly at him
Depraved indifference murder differs from intentional murder in that it results not from a specific, conscious intent to cause death, but from an indifference to or disregard of the risks attending defendant's conduct. Depraved indifference murder is exemplified by a defendant -- unconcerned with the consequences -- who fires into a crowd ( see e.g. People v Jernatowski, 238 NY 188 [1924]); drives an automobile down a crowded sidewalk at high speed ( see People v Gomez, , 65 NY2d 9 [1985]); shoots a partially loaded gun at a person's chest during a game of Russian roulette ( see People v Roe, , 74 NY2d 20 1989]); abandons a helplessly intoxicated person on a snowy highway at night ( see People v Kibbe, , 35 NY2d 407 [1974]); or repeatedly beats a young child over a period of several days ( see People v Poplis, , 30 NY2d 85 [1972]).
When a defendant is in that sense indifferent to whether death will likely result from his or her conduct -- including with respect to a single victim -- depraved indifference may be manifest. But where, as here, a defendant's conduct is specifically designed to cause the death of the victim, it simply cannot be said that the defendant is indifferent to the consequences of his or her conduct.
The prosecution's speculative argument -- that the jury
may have concluded that defendant recklessly fired the first shot
spontaneously or impulsively and then decided to intentionally
The People also maintain that the evidence was sufficient to support a conclusion that defendant acted recklessly by consciously disregarding the risk that if he came across someone he intended to shoot while carrying a gun, he might intentionally shoot that person, or that if he did, that person would die. But a person cannot act both intentionally and recklessly with respect to the same result. "The act is either intended or not intended; it cannot simultaneously be both" ( People v Gallagher, , 69 NY2d 525, 529 [1987]). Because "guilt of one necessarily negates guilt of the other," intentional and depraved indifference murder are inconsistent counts ( id.).
Depraved indifference murder does not mean an
extremely, even heinously, intentional killing. Rather, it
involves a killing in which the defendant does not have a
conscious objective to cause death but instead is recklessly
indifferent, depravedly so, to whether death occurs. When
defendant shot his victim at close range, he was not recklessly
creating a grave risk of death, but was creating a virtual
certainty of death born of an intent to kill. There is no record
evidence that defendant "consciously disregarded" that certainty.
Our decision in People v Sanchez (, 98 NY2d 373 2002]) is not to the contrary. In Sanchez, depraved indifference murder was established by "the sudden shooting of a victim by a defendant who reached around from behind a door and fired into an area where children were playing, presenting a heightened risk of unintended injury" ( Hafeez, 100 NY2d at 259). The defendant's conduct in firing from behind a partly closed door established his indifference to the grave risk of death posed by his actions. Here, by contrast, the only conclusion reasonably supported by the evidence was that defendant shot to kill his intended victim.
When a defendant's conscious objective is to cause
death, the depravity of the circumstances under which the
intentional homicide is committed is simply irrelevant. Nor can
the wanton disregard for human life inherent in every intentional
homicide convert such a killing into a reckless one. To rise to
the level of depraved indifference, the reckless conduct must be
" 'so wanton, so deficient in a moral sense of concern, so devoid
of regard of the life or lives of others, and so blameworthy as
to warrant the same criminal liability as that which the law
imposes upon a person who intentionally causes the death of
In arguing that the jury might have concluded that defendant acted out of fear and anger, and therefore without intent, the People confuse recklessness with extreme emotional disturbance. A defendant who commits murder because of uncontrollable emotion may be entitled to raise an affirmative defense to murder, but the extreme emotional disturbance defense "does not negate intent. The influence of an extreme emotional disturbance explains the defendant's intentional action, but does not make the action any less intentional" ( People v Patterson, , 39 NY2d 288, 302 [1976], affd sub nom. Patterson v New York, 432 US 197 [1977]; accord People v Fardan, , 82 NY2d 638, 644 1993] [extreme emotional disturbance defense "recognizes that defendant intended to kill his victim but, by legislative prerogative, the accused is viewed as being less blameworthy"]). Indeed, when there is a finding that the defendant acted under extreme emotional disturbance, the offense is reduced from intentional murder in the second degree to intentional -- not reckless -- manslaughter in the first degree ( see CPL 125.25 [1] [a]; 125.20 [2]).
In short, because the depraved indifference murder
count was unsupportable as a matter of law, the trial court erred
in allowing the jury to consider it. It may well be that, had
the jury not been invited to consider depraved indifference
murder, it would have convicted defendant of intentional murder.
Accordingly, the order of the Appellate Division should be affirmed.