Town of Concord,
Respondent,
v.
Henry Duwe,
Appellant.
2005 NY Int. 76
MEMORANDUM:
The order of the County Court should be affirmed.
Defendant occupies property in the town of Concord
zoned for residential-agricultural use. In the fall of 2000,
having learned that defendant intended to operate a commercial
composting facility on the premises, the Town Compliance
Enforcement Officer (CEO) served defendant with a letter
The Town then took both civil and criminal enforcement actions -- seeking injunctive relief in Supreme Court, and separately charging defendant with criminal violations of seven sections of the Town's ordinances. Supreme Court denied the Town's petition for an injunction, but in Town Court defendant was tried and convicted of having violated four local ordinances. County Court modified Town Court's order, reversing one of defendant's convictions, but affirming his two convictions under the recycling ordinance (Town Law [Recycling Ordinance] §§ 109-4 [A], [B] and his conviction under the zoning ordinance (Town Law [Zoning Ordinance] § 150-11 [A]). We now affirm.
Defendant argues first, that the Legislature preempted the field of solid waste management and, because the Town's ordinances are inconsistent with the Solid Waste Management Act, they are invalid; second, that the Town's ordinances are unconstitutionally vague; and third, that the ruling on the preliminary injunction established the law of the case, collaterally estopping Town Court from considering the issue.
First, as to preemption, in 1988 the Legislature
enacted the Solid Waste Management Act, which is codified in
various statutory sections, including Environmental Conservation
Law Title 27. The Solid Waste Management Act, which empowers
local governments to adopt ordinances that will achieve the
objectives of that law, relied on the ECL's pre-existing
definition of solid waste: "'Solid waste' means all . . .
substances discarded or rejected as being spent, useless,
worthless or in excess to the owners at the time of such discard
or rejection, . . . including but not limited to . . . industrial
and commercial waste" (ECL 27-0701). According to another
section of Title 27, also enacted prior to the Solid Waste
Management Act, nothing in the state legislation regarding
management of solid waste "shall preclude the right of any [local
government] to adopt local . . . ordinances" so long as the local
legislation will "comply with at least the minimum applicable
requirements set forth in" the legislation (ECL 27-0711). Thus,
local laws governing municipal solid waste management broader
Defendant was convicted under the Town's recycling ordinances of accumulating and storing municipal solid waste on his property, as municipal solid waste is defined in the local ordinance (including, but not limited to, "garbage, refuse and other discarded solid waste materials . . . resulting from industrial, commercial and agricultural operations and from community activities" [Town Law (Recycling Ordinance) § 109-3]).
Contrary to defendant's contention, the Town's
definition of solid waste is not in any sense inconsistent with
the Solid Waste Management Act. Further, the state did not
intend to preempt this field, and has explicitly delegated to
municipalities broad powers to manage their own waste problems.
Those sections of the Solid Waste Management Act absorbed into
the Environmental Conservation Law offer no suggestion that they
should so overtake the field as to preempt local legislation. In
Monroe-Livingston Sanitary Landfill, Inc. v Caledonia (, 51 NY2d 679, 683-684 [1980]), we held that the state had not preempted
the field of waste management through the solid waste disposal
provisions that then existed in the Environmental Conservation
Law. In 1988, eight years after our decision in Monroe-
Livingston, the Legislature added the Solid Waste Management Act
to the Environmental Conservation Law. Had the Legislature
intended to preempt the local regulation of solid waste
Because defendant was purchasing the unused tree bark from a commercial lumber operation and storing it on his property for an extended period of time with the intent to resell it as mulch, he was--as the lower courts found--in violation of the Town's recycling ordinances ( see Town Law [Recycling Ordinance] §§ 109-4 [A], [B]).
Second, as to defendant's claims that the statutes
under which he was convicted were unconstitutionally vague,
defendant--given the Town CEO's letter and defendant's appeal to
the Zoning Board--was on actual notice both that the Town
considered the tree bark he was purchasing a municipal solid
waste, and of the purported illegality of his mulching operation.
Having been reasonably apprised that the operation--purchasing,
processing and storing a commercial byproduct--was illegal before
he began the operation, his as-applied vagueness challenge to the
Having determined that defendant's as-applied
challenges to the recycling and zoning laws are without merit,
"the facial validity of the [ordinances are] confirmed. . . .
That is so because, in rejecting the as-applied challenge, [we]
. . . have necessarily concluded that there is at least one
person--the defendant--to whom the [ordinances] may be applied
constitutionally" ( People v Stuart, , 100 NY2d 412, 422-423
[2003]). Of course, "[a] defendant on notice may indeed
challenge the statute facially where it is so vague that it
leaves the police with arbitrary rather than enforceable
standards in every application" ( id. at 423 n 9 [emphasis
added]). Here, however, the local ordinance was not so vague as
to permit or encourage arbitrary or discriminatory enforcement in
Finally, mere denial of the motion for a preliminary injunction did not constitute the law of the case or an adjudication on the merits ( see Van Wagner Advertising Corp. v S. & M. Enterprises, , 67 NY2d 186, 190 n 1 [1986]). Thus, Supreme Court's order denying the Town's application for preliminary relief enjoining defendant from operating his mulching facility did not have preclusive effect on the ongoing criminal prosecution.
Defendant's remaining contentions likewise lack merit.
1 In a letter to the Department of Environmental Conservation, defendant estimated that his facility would use about 3,000 cubic yards of tree bark annually. According to the defendant's trial witness, the operation would involve 40 to 60 tractor-trailer loads of tree bark per month.
2 Having determined that the Legislature did not preempt the field of solid waste management, we will not import the exceptions to solid waste set forth in the state's enabling regulations as "beneficial use determinations" (6 NYCRR 360-1.15 [b] [3]). We note, however, that the beneficial use determination upon which defendant asks us to rely exempts wood bark when mulched "at a compost facility operated in compliance with Subpart 360-5 of this Part." Defendant presented no evidence that his facility complied with this regulation.