FREDERIC T. HENRY, JR. AND JAMES R. HARVEY,
RESPONDENTS, v. E. LEO MILONAS, AS CHIEF
ADMINISTRATOR OF COURTS OF STATE OF NEW YORK &C., ET AL.,
APPELLANTS.
91 N.Y.2d 264, 692 N.E.2d 554,669 N.Y.S.2d 523 (1998).
5601d No. 21
[98 NY Int. 0015]
This opinion is uncorrected and subject to revision before publication in the New York
Reports.
PER CURIAM:
Plaintiffs, the elected Surrogate and elected
County Court Judge of Ontario County, challenge the constitutionality of Judiciary Law §§ 221 d,
221 e, and 221 f on the ground that the statutorily enacted pay disparity between the County,
Family and Surrogate's Court Judges of Ontario and Monroe Counties violates equal protection.
Because plaintiffs have failed to establish that no rational basis exists for the salary disparity, we
hold that the provisions of the Judiciary Law are constitutional and therefore reverse. Plaintiff
Frederick T. Henry Jr. is the duly elected Surrogate of Ontario County. By annual administrative
order of the Chief Administrative Judge, Henry also serves as acting County and Family Court
Judge ( see NY Const, art. VI, § 26). Plaintiff James R. Harvey is the duly elected
County Court Judge of Ontario County. He also serves as an acting Family Court Judge by
operation of law ( see Family Court Act § 131[b]), and as a Surrogate's Court Judge by
administrative appointment. Plaintiffs commenced this action against the Chief Administrator of
the Courts of the State of New York, the Comptroller and the State of New York seeking a
declaration that the difference between their salaries and the salaries paid to Judges of the
County, Family and Surrogate's Court in contiguous Monroe County violates their right to equal
protection of the laws. After joinder of issue, plaintiffs moved for summary judgment. The Chief
Administrative Judge took "no position on whether the Constitution compels that these salaries
be equal." The State defendants opposed the motion and cross moved for summary judgment.
Supreme Court dismissed the action on the ground that plaintiffs had failed to show that no
conceivable, rational reason existed for the disparity. Plaintiffs appealed and the Appellate
Division reversed and remitted to Supreme Court for further proceedings. The Appellate
Division concluded that the salary differential rested entirely upon geography, not the distinct
duties of Judges at county level courts, noting that the three types of Monroe County Judges
received the same salary despite the difference in judicial function and jurisdiction. Finding the
differences in the costs of living between the two counties insignificant, the court concluded that
defendants failed to establish that a rational basis existed for the salary disparity between
plaintiffs and the County, Family, and Surrogate's Court Judges in Monroe County. Defendants
appeal from the final judgment of Supreme Court pursuant to CPLR 5601(d). For equal
protection purposes, classifications that do not target a suspect class or infringe upon a
fundamental right must be upheld if the classification is rationally related to a legitimate State
interest (see Cass v State of New York, 58 NY2d 462, 463-464; Matter of
Tolub v Evans, 58 NY2d 1, 8). While "a statutory scheme will not be struck as violative of
equal protection merely because it creates differences in geographic areas" (Tolub,
supra), the geographic or territorial distinction must be supported by a rational basis
(Weissman v Evans, 56 NY2d 458, 465-466). The party challenging the constitutionality
of such a statute bears the heavy burden of demonstrating that no conceivable State interest
rationally supports the distinction (Trump v Chu, 65 NY2d 20, 25, 28; Marcesa v
Cuomo, 64 NY2d 242, 250-251). We have previously applied the rational basis test in two
judicial salary disparity cases with differing results. In Weissman v Evans (56 NY2d 458,
supra), we held that there was no rational basis for a wage disparity between District
Court Judges in contiguous Nassau and Suffolk Counties. We noted that the jurisdiction, practice
and procedures of each of the District Courts, the only two in the State, and the functions, duties
and responsibilities of their Judges were identical and their case loads were the same. As such,
the two counties located in the Tenth Judicial District constitute a "true unity of *** judicial
interest *** indistinguishable by separate geographic considerations" (56 NY2d at 463). In
Cass v State of New York (58 NY2d 460), however, we upheld provisions of the Unified
Court Budget Act (L 1976 ch 966; L 1977 ch 55; L 1980, ch 881) which created a disparity in
compensation between Judges in the New York City metropolitan area and other Judges of
coordinate jurisdiction across the State. There, the State wide differences in population, case load
and cost of living provided a rational basis for the Legislature to adopt salary differentials for
those serving in different areas of the State (58 NY2d at 464). Plaintiffs in the instant case argue
that their combined activities (serving in a multi bench capacity as elected Judges and by
designation) in Ontario County are substantially equivalent to the duties and case load of
individual Monroe county level judges. Plaintiffs further contend that because both counties are
located in the Seventh Judicial District they constitute a "true unity of judicial interest" and
because the difference in cost of living between the counties is "insignificant," no rational basis
exists for the salary differential. We disagree. While plaintiffs share coordinate jurisdiction with
their elected Monroe County counterparts a portion of the time, their overall roles are not fully
coextensive with Judges in Monroe County. The record does not support plaintiffs' contention
that their combined "multi bench" duties and responsibilities are equivalent to those undertaken
by individual Surrogate's, Family or County Court Judges in Monroe County. As a consequence
of plaintiffs' multiple roles, their case loads differ in type and quantity from those of the Monroe
County Judges whose authority is limited to a single court. These distinctions in the jurisdiction,
authority, duties and caseloads of plaintiffs as "multi bench" Judges preclude a determination of
true unity of judicial interest in the compared posts and provide a rational basis for the statutory
salary differentials (see, e.g., Cacace v Crosson, 215 AD2d 662, appeal
dismissed 86 NY2d 884; Burke vCrosson, 213 AD2d 963; Cheeseman v
Bellacosa, 130 AD2d 920 lv denied 70 NY2d 612). Furthermore, in support of their
cross motion to dismiss, the State defendants submitted 1990 census data from the 1993 New
York State Statistical Yearbook (18th rev ed) which showed a 16% differential in the median
value of homes in Monroe and Ontario Counties and a difference of 17% in per capita
income between the two counties. These economic differentials alone provide a rational basis for
a salary disparity of approximately 4% $103,800 for Monroe county level judges and
$99,000 for Ontario county level judges (see Judiciary Law §§221 d, 221 e, 221 f).
Plaintiffs clearly have failed to carry their required burden in their constitutional challenge to the
statute. Accordingly, the judgment of Supreme Court appealed from and the order of the
Appellate Division brought up for review should be reversed, with costs, and judgment granted
declaring that Judiciary Law sections 221 d, 221 e, and 221 f, insofar as here challenged, are
constitutional.
* * * * * * * * * * * * * * * * *
Judgment appealed from
and order of the Appellate Division brought up for review reversed, with costs, and judgment
granted declaring that Judiciary Law §§ 221-d, 221-e and 221-f, insofar as here challenged, are
constitutional. Opinion Per Curiam. Judges Titone, Bellacosa, Smith, Levine and Ciparick
concur. Chief Judge Kaye and Judge Wesley took no part.