THE PEOPLE &C., RESPONDENT, v. COLLEEN SIMMONS, APPELLANT.
92 N.Y.2d 829, 699 N.E.2d 417, 677 N.Y.S.2d 58 (1998).
CoCt No. 88
June 9, 1998
[98 NY Int. 0071]
This opinion is uncorrected and subject to revision before publication in the New York Reports.
Ronald G. Dunn, for appellant.
Christopher D. Horn, for respondent.
The order of the County Court should be affirmed.
Defendant was employed as a teacher at an Albany day care center and charged with 15 counts of endangering the welfare of a child. Count one charged defendant with, over a course of weeks from approximately March 1 to April 12, 1995, repeatedlydirecting vulgar remarks of a sexual nature to a child aged 23 months, the remaining counts charging inappropriate, forceful and rough treatment of this child and other children in her care. After a jury trial in City Court, defendant was convicted of four counts of endangering the welfare of a child and was sentenced to three years probation and 30 days in jail. The County Court affirmed defendant's conviction and sentence.
Defendant contends, among other things, that the evidence adduced at trial was legally insufficient to support a conviction under Penal Law § 260.10(1) as it related to the use of vulgar and inappropriate language under count one.
Penal Law § 260.10(1) provides, in pertinent part, that
"A person is guilty of endangering the welfare of a child when:
1. He knowingly acts in a manner likely to be injurious to the physical, mental or moral welfare of a child less than seventeen years old * * * ."
Actual harm to the child need not result for liability under the statute to attach, it being sufficient that the defendant act in a manner which is likely to result in harm to the child, knowing of the likelihood of such harm coming to the child ( see, People v Bergerson, 17 NY2d 398, 403 [distinguishing between subsections 1 and 2 of predecessor statute to Penal Law § 260.10]).
Here the defendant, a trained teacher, repeated her mocking and vulgar remarks to the child over a period of nearly six weeks. This child was in the formative stages of speech andlearning, had some verbal cognitive abilities and in fact reacted to defendant's vulgar queries, by answering "yes."
Endangering the welfare of a child is a crime which may be characterized as a continuing offense over time, and does not necessarily contemplate a single act ( People v Keindl, 68 NY2d 410, 421). The jury therefore may reasonably have concluded that the totality of defendant's remarks, repeated to the child over a six week period at a crucial stage in her intellectual and social development, would have combined to create a likelihood of harm, regardless of the child's current level of understanding. This conclusion is supported by the evidence adduced at trial, is not speculative and is sufficient to sustain the jury's finding of guilt.
Thus, viewing the evidence as a whole and the inferences which may be drawn in the light most favorable to the People ( see, People v Thompson, 72 NY2d 410, 413; People v Contes, 60 NY2d 620, 621), we find that the jurors, drawing upon their common human experience and common sense understanding of the nature of children, could reasonably conclude that defendant uttered the inappropriate remarks, that the remarks were likely to have caused the child harm, and that defendant knew that her remarks were likely to cause the child to suffer harm ( see, People v Kennedy, 47 NY2d 196, 203; People v Wachowicz, 22 NY2d 369, 372).
We have reviewed defendant's remaining contentions andfind them to be without merit.
People v Simmons
TITONE, J. (Dissenting):
The People had to prove beyond a reasonable doubt that appellant's lewd questions directed at a 23 month old girl were likely to be injurious to her ( see, Penal Law §260.10(1)). Because the People did not present any proof on this issue, they failed to present a legally sufficient case, and I respectfully dissent. There is simply nothing in the record from which the jury could have concluded that this very young girl was likely to be harmed. The evidence was clear that this 23 month old did not understand the questions, and the People substantiated no other likely harm to this child's well being. Although the People might have presented such proof, they plainly failed to do so.
Harm in proving endangerment of the welfare of a child cannot be merely speculative, it must be likely ( see, People v Cruz, 152 Misc2d 436, 439 [harm likely, not merely speculative where young children were in car with drunk driver]). Although this Court and the lower courts have recognized that mere speech of a sexual nature to children can support a conviction for endangering the welfare of a child, in those cases an inference of the likelihood of harm could be made because the child was of such an age and cognitive ability that he or she could have understood the speech or the speech requested some improper acton the part of the child that could have likely followed the request ( People v Rice, 17 NY2d 881 [defendant used obscene language in asking two young girls to engage in an "immoral act"]; People v Ahlers, 98 AD2d 821 [defendant told a young boy to attempt to have sex with a 7 year old girl in his house, which the boy tried to do]; People v Spencer, 66 Misc2d 658 [defendant offered to engage in sodomy with 8 year old boy]; see also, People v Dunavin, 173 AD2d 1032 [defendant pinched 7 year old and 10 year old girls' buttocks and showed them sexually explicit film]; People v Poplaski, 162 Misc2d 209 [information sufficient charging endangerment that described telephone conversations wherein defendant directed boys ages 12 to 15 years old to masturbate]).
There is a tremendous difference in mental ability and understanding between a child under the age of two as in this case and a child who is several years older. Indeed, there is no need for conjecture on this point, since the people themselves put forth proof that the young girl here did not understand appellant's lewd questions. Significantly, although the People's witnesses testified that the girl "answered yes to everything" the witnesses were unanimous in the view that she did not understand the questions posed to her.
Given this uncontroverted testimony, there was no evidentiary basis for the jury to conclude that the young girl would likely be harmed. The People's evidence pointed only tothe conclusion that the child here was nothing more than a baby who was capable of mouthing the words "yes, yes" but said this to "everything" regardless of context or content. It was as if this very young girl was being asked a question in some foreign language, who, prompted by tone and inflection, would respond, even though the content of the question was completely unknown. And the mere fact that appellant's behavior may have been repeated did not make the statements any more comprehensible to the child. The evidence was consistent on this subject.
Not only did the evidence indicate that the 23 month old girl did not understand, but there was also no intimation that this child was likely to engage in an improper act or any other evidence introduced which could form the basis for an inference of the likelihood of harm. The evidence showed that appellant was trying to be humorous at the expense of a young girl with no understanding of what was being asked of her. While this was appalling behavior, that characterization alone, as the majority insists, did not prove the likelihood of harm to a child so young. Under the circumstances, it was incumbent upon the prosecution to put forth competent evidence, through expert testimony or otherwise, as to how the child would likely be harmed ( cf., People v Poplaski, 162 Misc2d 209, 215). The prosecutor failed on this crucial point.
Significantly, although the prosecutor acknowledged at summation that the People needed to prove likelihood of injuryand the judge correctly charged the jury on this element, the prosecutor never even hinted at what the likely harm was. Instead, the jury was left to speculate, as the majority does in its opinion, regarding what the harm might be. Curiously, even though the prosecutor knew he needed to prove the likelihood of harm, he argued at summation that the People did not have any obligation to prove that the child understood or would repeat appellant's words, and true to his word, but fatal to his case, he left the issue to the imagination of the jury.
Contrary to the majority reasoning, the "common human experience" of the jurors could not be used as a substitute for proof in the face of the uncontroverted, concrete evidence that this 23 month old girl had no idea of the import of appellant's words. Since the record is barren of proof on the likelihood of harm element of the crime, I would reverse the conviction on this count of endangering the welfare of a child. I respectfully dissent.
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Order affirmed, in a memorandum. Chief Judge Kaye and Judges Bellacosa, Smith, Levine, Ciparick and Wesley concur. Judge Titone dissents and votes to reverse in an opinion.