Ariz. Admin. Code tit. 14, ch. 6 - Corporation Commission - Investment Management

  1. Article 1 - GENERAL PROVISIONS RELATING TO THE ARIZONA INVESTMENT MANAGEMENT ACT (§ R14-6-101 to R14-6-106)
  2. Article 2 - DUTIES OF INVESTMENT ADVISERS AND INVESTMENT ADVISER REPRESENTATIVES (§ R14-6-201 to R14-6-212)

Notes

Ariz. Admin. Code tit. 14, ch. 6
The Editor's Note below is no longer applicable because all of the rules in this Chapter were reviewed by the Attorney General or the Governor's Regulatory Review Council. The Chapter is printed on white paper (Supp. 01-2). The Corporation Commission has determined that rules in this Chapter are exempt from the Attorney General certification provisions of the Arizona Administrative Procedure Act (A.R.S. § 41-1044 ) by a court order (State ex rel. Corbin v. Arizona Corporation Commission, 174 Ariz. 216, 848 p.2d 301 (App. 1992)). This exemption means that the rule was not approved by the Attorney General. Because this Chapter was filed under a rulemaking exemption, as determined by the Corporation Commission, other than a statutory exemption, the Chapter is printed on green paper
Authority: Article XV, §§ 4,6, and 13, Constitution of Arizona, and A.R.S. § 44-3131 )

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