Cal. Code Regs. Tit. 10, § 1798 - Notice of Actions

A licensee shall immediately notify the Commissioner in writing of any civil or criminal action filed against the licensee or any of its officers or directors.


Cal. Code Regs. Tit. 10, § 1798

Note: Authority cited: Section 12300, Financial Code. Reference: Section 12221 and 12400, Financial Code.

1. New section filed 3-27-52; effective thirtieth day thereafter (Register 28, No. 1).
2. Amendment filed 3-20-78; effective thirtieth day thereafter (Register 78, No. 12).
3. Editorial correction adding NOTE filed 11-17-82 (Register 82, No. 47).

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