Cal. Code Regs. Tit. 10, § 1798 - Notice of Actions

A licensee shall immediately notify the Commissioner in writing of any civil or criminal action filed against the licensee or any of its officers or directors.

Notes

Cal. Code Regs. Tit. 10, § 1798

Note: Authority cited: Section 12300, Financial Code. Reference: Section 12221 and 12400, Financial Code.

1. New section filed 3-27-52; effective thirtieth day thereafter (Register 28, No. 1).
2. Amendment filed 3-20-78; effective thirtieth day thereafter (Register 78, No. 12).
3. Editorial correction adding NOTE filed 11-17-82 (Register 82, No. 47).

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