Cal. Code Regs. Tit. 10, § 1798 - Notice of Actions
A licensee shall immediately notify the Commissioner in writing of any civil or criminal action filed against the licensee or any of its officers or directors.
Note: Authority cited: Section 12300, Financial Code. Reference: Section 12221 and 12400, Financial Code.
2. Amendment filed 3-20-78; effective thirtieth day thereafter (Register 78, No. 12).
3. Editorial correction adding NOTE filed 11-17-82 (Register 82, No. 47).
State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.