Cal. Code Regs. Tit. 10, § 260.218 - Just and Equitable Principles of Trade
Current through Register 2022 Notice Reg. No. 16, April 25, 2022
Each broker-dealer and each agent employed by such a broker-dealer shall observe high standards of commercial honor and just and equitable principles of trade in the conduct of such person's business.
Note: Authority cited: Sections 25218 and 25610, Corporations Code. Reference: Section 25218, Corporations Code.
2. Editorial correction filed 11-9-82 (Register 82, No. 46).
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