Cal. Code Regs. Tit. 10, § 260.105.13.1 - Private Resales Under Securities and Exchange Commission Rule 144A

Current through Register 2021 Notice, Register No. 40, October 1, 2021

There is hereby exempted from the provisions of Section25130 of the Code as not being comprehended within the purposes of the Corporate Securities Law of 1968 and the qualification of which is not necessary or appropriate in the public interest or for the protection of investors any offer to resell or resale of restricted securities made in compliance with Rule 144A ( 17 CFR 230.144A ) of the Securities and Exchange Commission.

Notes

Cal. Code Regs. Tit. 10, § 260.105.13.1

Note: Authority cited: Sections 25105 and 25610, Corporations Code. Reference: Sections 25105 and 25130, Corporations Code.

1. New section filed 3-1-93; operative 3-31-93 (Register 93, No. 10).

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