Cal. Code Regs. Tit. 10, § 260.140.135 - General Standard
Current through Register 2021 Notice, Register No. 40, October 1, 2021
Except as otherwise provided in this subarticle, a security will not be qualified for nonissuer transactions pursuant to Section25130 of the Code unless it appears (i) that full, complete and accurate information is provided upon all matters required to be stated in the application, (ii) that all information contained therein whether required or not, is accurate and not misleading, and (iii) that there is no factor indicating that the market in the security will be subject to manipulation or other artificial influences. The failure of an issuer to make available to the public on a timely basis adequate and accurate information regarding developments materially affecting its affairs or securities normally will be deemed a factor indicating that the market in the security will be subject to artificial influence.
Note: Authority cited: Sections 25241 and 25610, Corporations Code. Reference: Div. 1, Title 4, Sections 25140- 25142,25241 and 25534, Corporations Code.
2. Renumbering of Sections 260.140.130-260.140.134 to 260.140.135-260.140.139 filed 12-6-74; effective thirtieth day thereafter (Register 74, No. 49).
The following state regulations pages link to this page.
State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.