Cal. Code Regs. Tit. 10, § 260.204.8 - Limited Exemption for Commodity Trading Advisers
Current through Register 2021 Notice Reg. No. 52, December 24, 2021
Commodity trading advisers registered under the federal Commodity Exchange Act, as amended, are exempt from the provisions of Section25230 of the Code when advising or exercising trading discretion, or both advising and trading, with respect to foreign currency options listed and traded exclusively on the Philadelphia Stock Exchange.
Note: Authority cited: Sections 25204 and 25610, Corporations Code. Reference: Sections 25204 and 25230, Corporations Code.
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