Cal. Code Regs. Tit. 10, § 260.211.2 - Expiration of Broker-Dealer Certificates

Current through Register 2021 Notice Reg. No. 52, December 24, 2021

A general license as a broker-dealer pursuant to subsection (a) or (b) of Section 25211 of the Code continues effective until it is revoked or suspended by the Commissioner or surrendered by the broker-dealer pursuant to Section 260.242.

Notes

Cal. Code Regs. Tit. 10, § 260.211.2

Note: Authority cited: Section 25610, Corporations Code. Reference: Section 25211, Corporations Code.

1. Amendment filed 9-2-77; effective thirtieth day thereafter (Register 77, No. 36).
2. Amendment filed 11-29-79 as an emergency; designated effective 1-1-80. Certificate of Compliance included (Register 79, No. 48).

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