Cal. Code Regs. Tit. 10, § 260.110.2 - Signing of Application

Current through Register 2022 Notice Reg. No. 16, April 25, 2022

An application for the qualification of the offer and sale of securities pursuant to Section 25113(b)(2) shall be reviewed and signed by each member of the board of directors of the small company applicant. Any other application for the qualification of the offer and sale of securities pursuant to Section 25102(c), 25111,25112, 25113(b)(1), 25121 or 25131 of the Code should be signed by an officer or general partner of the applicant; however, it may be signed by another person holding a power of attorney for such purposes from the applicant and, if signed on behalf of the applicant pursuant to such power of attorney, should include as an additional exhibit a copy of said power of attorney or a copy of the corporate resolution authorizing the person signing to act on behalf of the applicant.

Notes

Cal. Code Regs. Tit. 10, § 260.110.2

Note: Authority cited: Section 25610, Corporations Code. Reference: Sections 25102(c),25111, 25112, 25113, 25121 and 25131, Corporations Code.

1. Amendment and new Note filed 7-1-93; operative 7-1-93 (Register 93, No. 27).

The following state regulations pages link to this page.



State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.