Cal. Code Regs. Tit. 10, § 260.141.14 - Amendment to Escrow Conditions

Current through Register 2022 Notice Reg. No. 16, April 25, 2022

All previous permits issued by the Commissioner under the California Corporate Securities Law as it existed prior to January 2, 1969 requiring the escrow of securities (whether or not promotional) are hereby amended to permit the transfer of such securities pursuant to the order or process of any court without the consent of the Commissioner, provided a notice that such transfer has been effected and stating the name of the transferee accompanied by a copy of the order or process is mailed to the Commissioner within five days after such transfer is consummated, together with a copy of the appropriate receipt of the escrow holder.

Notes

Cal. Code Regs. Tit. 10, § 260.141.14

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